NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 09/30/2014

Position Statistics

Total Positions 4,391
New Positions 193
Increased Positions 2,348
Decreased Positions 1,916
Positions with Activity 4,264
Sold Out Positions 102
Total Mkt Value (in $ millions) 321,733

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.83%
Capital Goods 4.17%
Conglomerates 0.18%
Consumer Cyclical 3.92%
Consumer/Non-Cyclical 6.96%
Energy 6.5%
Financial 18.73%
Healthcare 11.37%
Services 18.42%
Technology 17.14%
Transportation 2.37%
Utilities 3.25%

4,264 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ADMINISTRADORA FONDOS PENSIONE SPONSORED ADR -884 Sold Out 0
ADVISORSHARES TR RANGER EQUITY BE -121 Sold Out 0
ALERE INC PERP PFD CONV SE -2,440 Sold Out 0
ARGOS THERAPEUTICS INC COM -357 Sold Out 0
ASCENT SOLAR TECHNOLOGIES INC COM NEW -6 Sold Out 0
ASSEMBLY BIOSCIENCES INC COM -49 Sold Out 0
ASTERIAS BIOTHERAPEUTICS INC COM SER A -273 Sold Out 0
BACTERIN INTL HLDGS INC COM NEW -11 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS GRNS37 -306 Sold Out 0
BEAR ST FINL INC COM -343 Sold Out 0
BIND THERAPEUTICS INC COM -295 Sold Out 0
BIOTIME INC WT EXP 100118 -84 Sold Out 0
BLACKROCK MUNIVEST FD INC COM -131 Sold Out 0
BLUE CAP REINS HLDGS LTD COM -954 Sold Out 0
CAPITALA FIN CORP COM -569 Sold Out 0
CENTRUS ENERGY CORP CL A -80 Sold Out 0
CHEMBIO DIAGNOSTICS INC COM NEW -68 Sold Out 0
CHEMUNG FINL CORP COM -853 Sold Out 0
COCA-COLA HBC AG ADR -15,971 Sold Out 0
CROSS TIMBERS RTY TR TR UNIT -138 Sold Out 0