NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 03/31/2014

Position Statistics

Total Positions 4,194
New Positions 155
Increased Positions 1,823
Decreased Positions 2,216
Positions with Activity 4,039
Sold Out Positions 57
Total Mkt Value (in $ millions) 324,321

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.15%
Capital Goods 4.24%
Conglomerates 0.15%
Consumer Cyclical 3.8%
Consumer/Non-Cyclical 6.54%
Energy 8.95%
Financial 18.28%
Healthcare 10.6%
Services 18.13%
Technology 17.26%
Transportation 2.19%
Utilities 3.07%

4,039 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DARA BIOSCIENCES INC COM PAR $ -9 Sold Out 0
DOLAN CO COM -4 Sold Out 0
DYNASIL CORP AMER COM -119 Sold Out 0
ETFS PRECIOUS METALS BASKET TR PHYS PM BSKT -550 Sold Out 0
FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX -319 Sold Out 0
FIRST TR EXCHANGE TRADED FD II HLTH CARE ALPH -316 Sold Out 0
FIRST TR EXCHANGE TRADED FD II CONSUMR DISCRE -245 Sold Out 0
FIRST TR EXCHANGE TRADED FD II CONSUMR STAPLE -279 Sold Out 0
GLOBAL X FDS GBLX URANIUM NEW -168 Sold Out 0
GSE HLDG INC COM -6 Sold Out 0
HOLLYWOOD MEDIA CORP COM -26 Sold Out 0
INVESCO MUN TR COM -149 Sold Out 0
ISHARES MSCI HONG KG ETF -310 Sold Out 0
ISHARES INTL SEL DIV ETF -384 Sold Out 0
ISHARES MSCI BRZ CAP ETF -339 Sold Out 0
ISHARES TR CHINA LG-CAP ETF -1,082 Sold Out 0
ISHARES TR CORE S&P TTL STK -229 Sold Out 0
ITURAN LOCATION AND CONTROL SHS -248 Sold Out 0
MORGAN STANLEY ASIA PAC FD INC COM -401 Sold Out 0
NUVEEN CR STRATEGIES INCM FD COM SHS -166 Sold Out 0