NORTHERN TRUST CORP Information

50 S LASALLE ST, CHICAGO, Illinois, 60603, (312) 630-6000

Report Date: 03/31/2014

Position Statistics

Total Positions 4,195
New Positions 155
Increased Positions 1,824
Decreased Positions 2,216
Positions with Activity 4,040
Sold Out Positions 57
Total Mkt Value (in $ millions) 332,090

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.17%
Capital Goods 4.29%
Conglomerates 0.15%
Consumer Cyclical 3.82%
Consumer/Non-Cyclical 6.63%
Energy 9.06%
Financial 18.27%
Healthcare 10.48%
Services 17.94%
Technology 17.25%
Transportation 2.21%
Utilities 3.09%

4,040 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
INNODATA INC COM NEW 182 4 2.51 59,870
MEDGENICS INC COM NEW 182 18 10.86 27,647
PSIVIDA CORP COM 180 -24 (11.69) 41,116
NUVEEN EQTY PRM OPPORTUNITYFD COM 180 180 New 13,984
KIOR INC CL A 178 -19 (9.67) 507,075
TRANSCAT INC COM 176 19 12.12 16,739
ICAD INC COM NEW 175 1 .57 21,186
SI FINL GROUP INC MD COM 173 17 11.12 15,751
AXT INC COM 172 1 .57 77,698
IPASS INC COM 170 4 2.62 121,240
SHORE BANCSHARES INC COM 169 16 10.78 18,734
OLD SECOND BANCORP INC ILL COM 168 4 2.45 35,119
RCM TECHNOLOGIES INC COM NEW 168 2 1.04 24,284
HANSEN MEDICAL INC COM 167 43 35.01 137,108
IGI LABS INC COM 167 46 38.59 31,481
NAPCO SEC TECHNOLOGIES INC COM 167 49 41.54 33,698
FONAR CORP COM NEW 167 9 5.44 14,557
EMPIRE RESORTS INC COM NEW 166 1 .59 33,023
GIGOPTIX INC COM 164 31 23.31 120,595
XRS CORP COM 162 103 177.67 54,074