NOMURA HOLDINGS INC Information

9-1 NIHONBASHI 1-CHOME, TOKYO, , 103-8645, (135) 255-1000

Report Date: 12/31/2013

Position Statistics

Total Positions 2,442
New Positions 354
Increased Positions 872
Decreased Positions 1,564
Positions with Activity 2,436
Sold Out Positions 679
Total Mkt Value (in $ millions) 13,656

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.02%
Capital Goods 5.46%
Conglomerates 0.07%
Consumer Cyclical 2.27%
Consumer/Non-Cyclical 3.15%
Energy 8.38%
Financial 44.87%
Healthcare 2.53%
Services 14.88%
Technology 12.31%
Transportation 2.72%
Utilities 1.01%

2,442 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
AAON INC COM PAR $0.004 -415 Sold Out 0
AASTROM BIOSCIENCES INC COM PAR$ -5 Sold Out 0
ABB LTD SPONSORED ADR -764 Sold Out 0
ABERDEEN ASIA PACIFIC INCOM FD COM -67 Sold Out 0
ACADIA PHARMACEUTICALS COM -1,654 Sold Out 0
ACCRETIVE HEALTH INC COM -653 Sold Out 0
ACELRX PHARMACEUTICALS INC COM -124 Sold Out 0
ACTAVIS PLC SHS -17,919 Sold Out 0
ADVANCED ENERGY INDS COM -941 Sold Out 0
ADVENT CLAYMORE CV SECS & INC COM -33 Sold Out 0
ADVENT SOFTWARE INC COM -190 Sold Out 0
ADVISORY BRD CO COM -611 Sold Out 0
AEHR TEST SYSTEMS COM Sold Out 0
AGCO CORP COM -1,254 Sold Out 0
AGIOS PHARMACEUTICALS INC COM -341 Sold Out 0
AGRIUM INC COM -580 Sold Out 0
AIRCASTLE LTD COM -734 Sold Out 0
ALEXZA PHARMACEUTICALS INC COM NEW -102 Sold Out 0
ALLEGHANY CORP DEL COM -593 Sold Out 0
ALLIANCE CALIF MUN INCOME FD COM -3 Sold Out 0