NOMURA HOLDINGS INC Information

9-1 NIHONBASHI 1-CHOME, TOKYO, , 103-8645, (135) 255-1000

Report Date: 12/31/2013

Position Statistics

Total Positions 2,442
New Positions 354
Increased Positions 872
Decreased Positions 1,564
Positions with Activity 2,436
Sold Out Positions 679
Total Mkt Value (in $ millions) 13,656

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.02%
Capital Goods 5.46%
Conglomerates 0.07%
Consumer Cyclical 2.27%
Consumer/Non-Cyclical 3.15%
Energy 8.38%
Financial 44.87%
Healthcare 2.53%
Services 14.88%
Technology 12.31%
Transportation 2.72%
Utilities 1.01%

2,442 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EVOLVING SYS INC COM NEW -2 Sold Out 0
EXAR CORP COM -155 Sold Out 0
EXELIXIS INC COM -109 Sold Out 0
FEDERAL REALTY INVT TR SH BEN INT NEW -8,366 Sold Out 0
FIDUCIARY CLAYMORE MLP OPP FD COM -247 Sold Out 0
FIFTH STREET FINANCE CORP COM -554 Sold Out 0
FIRST HORIZON NATL CORP COM -1,319 Sold Out 0
FIRST MARBLEHEAD CORP COM NEW -6 Sold Out 0
FIRST MERCHANTS CORP COM -248 Sold Out 0
FIRST TR ABERDEEN GLBL OPP FD COM SHS -3 Sold Out 0
FIRST TR ENERGY INCOME & GRW COM -7 Sold Out 0
FIRST TR EXCHANGE TRADED FD NAS CLNEDG GREEN -14 Sold Out 0
FIRST TR EXCHANGE TRADED FD II UTILITIES ALPH -7 Sold Out 0
FIRST TR EXCHANGE TRADED FD IV NO AMER ENERGY -25 Sold Out 0
FIRST TR ISE WATER INDEX FD COM -1 Sold Out 0
FIRST TR MID CAP CORE ALPHADEX COM SHS -10 Sold Out 0
FIRST TR MULTI CP VAL ALPHA FD COM SHS -5 Sold Out 0
FIRST TR/ABERDEEN EMERG OPT FD COM -6 Sold Out 0
FLAHERTY & CRUMRINE PFD INC FD COM -25 Sold Out 0
FLEETMATICS GROUP PLC COM -194 Sold Out 0