NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 03/31/2015

Position Statistics

Total Positions 126
New Positions 22
Increased Positions 45
Decreased Positions 77
Positions with Activity 122
Sold Out Positions 25
Total Mkt Value (in $ millions) 145

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.87%
Capital Goods 2.13%
Conglomerates 0.79%
Consumer Cyclical 0.29%
Consumer/Non-Cyclical
Energy 6.81%
Financial 69.51%
Healthcare 0%
Services 1.28%
Technology 6.31%
Transportation 0.92%
Utilities 4.25%

126 Positions as of 03/31/2015

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
DR REDDYS LABS LTD ADR -800 Sold Out 0
ICICI BK LTD ADR 1,298 -174 (11.81) 124,112
MELCO CROWN ENTMT LTD ADR 669 13 1.91 34,849
SSGA ACTIVE ETF TR BLKSTN GSOSRLN -349 Sold Out 0
FACEBOOK INC CL A 382 New 4,737
PBF ENERGY INC CL A 484 484 New 17,629
FREEPORT-MCMORAN INC CL B 719 33 4.74 34,241
AES CORP COM -468 Sold Out 0
AGRIUM INC COM 240 240 New 2,212
ALLIANCEBERNSTEIN GBL HGH INCM COM 7,297 -75 (1.02) 590,099
ALLIANCEBERNSTEIN NATL MUNI IN COM 484 484 New 36,232
ALON USA ENERGY INC COM 316 11 3.77 18,724
APPLE INC COM 1,208 New 9,114
BAKER HUGHES INC COM 823 -145 (15.02) 12,562
BANK AMER CORP COM 433 New 25,837
BLACKROCK DEBT STRAT FD INC COM 9,371 2,340 33.28 2,498,914
BLACKROCK FLOAT RATE OME STRAT COM 2,313 649 39.01 167,456
BLACKROCK MUNIHLDNGS QLTY II COM -1,932 Sold Out 0
BOISE CASCADE CO DEL COM 603 90 17.53 16,675
CANADIAN NAT RES LTD COM 366 -133 (26.7) 11,639