NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 06/30/2015

Position Statistics

Total Positions 120
New Positions 18
Increased Positions 51
Decreased Positions 64
Positions with Activity 115
Sold Out Positions 23
Total Mkt Value (in $ millions) 131

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.26%
Capital Goods 2.05%
Conglomerates 0.64%
Consumer Cyclical 0%
Consumer/Non-Cyclical
Energy 6.69%
Financial 73.18%
Healthcare
Services 0.84%
Technology 5.15%
Transportation 2.34%
Utilities 2.87%

120 Positions as of 06/30/2015

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ICICI BK LTD ADR 1,172 -4 (0.31) 123,725
MELCO CROWN ENTMT LTD ADR 634 -56 (8.15) 32,008
FACEBOOK INC CL A 451 New 4,737
PBF ENERGY INC CL A 478 -43 (8.29) 16,167
TEEKAY TANKERS LTD CL A 253 253 New 35,849
FREEPORT-MCMORAN INC CL B -422 Sold Out 0
ABERDEEN ASIA PACIFIC INCOM FD COM 2,474 2,474 New 520,798
AGRIUM INC COM 330 111 51.00 3,340
ALBEMARLE CORP COM 426 426 New 8,389
ALLIANCEBERNSTEIN GBL HGH INCM COM 7,371 567 8.33 639,262
ALLIANCEBERNSTEIN NATL MUNI IN COM -482 Sold Out 0
ALON USA ENERGY INC COM -349 Sold Out 0
APPLE INC COM 1,124 New 9,114
BAKER HUGHES INC COM 473 -262 (35.62) 8,087
BANK AMER CORP COM 462 New 25,837
BLACKROCK DEBT STRAT FD INC COM 9,326 454 5.12 2,626,932
BLACKROCK FLOAT RATE OME STRAT COM 2,411 188 8.48 181,660
BOISE CASCADE CO DEL COM 494 -44 (8.23) 15,302
CANADIAN NAT RES LTD COM 349 75 27.55 14,846
CF INDS HLDGS INC COM 1,153 -468 (28.87) 19,583