NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 12/31/2014

Position Statistics

Total Positions 133
New Positions 35
Increased Positions 53
Decreased Positions 78
Positions with Activity 131
Sold Out Positions 29
Total Mkt Value (in $ millions) 158

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.43%
Capital Goods 2.06%
Conglomerates 3.53%
Consumer Cyclical 0.86%
Consumer/Non-Cyclical
Energy 7.16%
Financial 64.9%
Healthcare 0.47%
Services 1.82%
Technology 5.36%
Transportation 0%
Utilities 4.29%

133 Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
DR REDDYS LABS LTD ADR 736 736 New 13,951
ICICI BK LTD ADR 1,523 -154 (9.18) 140,736
MELCO CROWN ENTMT LTD ADR 710 -77 (9.79) 34,195
VALE S A ADR -1,081 Sold Out 0
SSGA ACTIVE ETF TR BLKSTN GSOSRLN 350 350 New 7,055
FACEBOOK INC CL A 374 374 New 4,737
FREEPORT-MCMORAN INC CL B 773 -139 (15.24) 32,692
ABERDEEN ASIA PACIFIC INCOM FD COM -2,805 Sold Out 0
AES CORP COM 453 -63 (12.16) 34,131
ALLIANCEBERNSTEIN GBL HGH INCM COM 7,536 -1,015 (11.87) 596,203
ALON USA ENERGY INC COM 304 304 New 18,043
APPLE INC COM 1,175 New 9,114
APPROACH RESOURCES INC COM -290 Sold Out 0
BAKER HUGHES INC COM 1,020 -145 (12.46) 14,782
BANK AMER CORP COM 416 New 25,837
BLACKROCK DEBT STRAT FD INC COM 7,143 4,157 139.17 1,874,924
BLACKROCK FLOAT RATE OME STRAT COM 1,694 1,694 New 120,463
BLACKROCK MUNI INCOME TR II COM -1,979 Sold Out 0
BLACKROCK MUNIHLDGS NY QLTY FD COM -836 Sold Out 0
BLACKROCK MUNIHLDNGS QLTY II COM 2,013 -537 (21.07) 147,164