NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 03/31/2014

Position Statistics

Total Positions 137
New Positions 28
Increased Positions 54
Decreased Positions 80
Positions with Activity 134
Sold Out Positions 30
Total Mkt Value (in $ millions) 485

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 21.82%
Capital Goods 5.04%
Conglomerates
Consumer Cyclical 2.46%
Consumer/Non-Cyclical
Energy 12.52%
Financial 40.18%
Healthcare
Services 0.09%
Technology 13.97%
Transportation 0.72%
Utilities 2.9%

137 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ABERDEEN ASIA PACIFIC INCOM FD COM -3,894 Sold Out 0
ANADARKO PETE CORP COM -4,064 Sold Out 0
BAKER HUGHES INC COM -5,171 Sold Out 0
BLACKROCK ENH CAP & INC FD INC COM -4,574 Sold Out 0
BLACKROCK MUNIASSETS FD INC COM -570 Sold Out 0
CARPENTER TECHNOLOGY CORP COM -2,337 Sold Out 0
CNOOC LTD SPONSORED ADR -12,307 Sold Out 0
COHEN & STEERS INFRASTRUCTURE COM -3,629 Sold Out 0
COMPANHIA PARANAENSE ENERG COP SPON ADR PFD -9,087 Sold Out 0
CONSOL ENERGY INC COM -3,672 Sold Out 0
FOSTER WHEELER AG COM -4,162 Sold Out 0
HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT -3,953 Sold Out 0
ISHARES CORE TOTUSBD ETF -2,242 Sold Out 0
ISHARES NA NAT RES -1,089 Sold Out 0
KBR INC COM -2,392 Sold Out 0
NEXPOINT CR STRATEGIES FD COM -2,465 Sold Out 0
NUCOR CORP COM -2,085 Sold Out 0
NUVEEN DIV ADVANTAGE MUN FD 2 COM -694 Sold Out 0
NUVEEN LG/SHT COMMODITY TOTRTN COM UT BEN INT -546 Sold Out 0
NUVEEN MUN MKT OPPORTUNITY FD COM -2,062 Sold Out 0


Create your free portfolio