NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 03/31/2015

Position Statistics

Total Positions 126
New Positions 22
Increased Positions 45
Decreased Positions 77
Positions with Activity 122
Sold Out Positions 25
Total Mkt Value (in $ millions) 144

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.81%
Capital Goods 2.1%
Conglomerates 0.8%
Consumer Cyclical 0.27%
Consumer/Non-Cyclical
Energy 6.64%
Financial 69.77%
Healthcare 0%
Services 1.32%
Technology 6.36%
Transportation 0.91%
Utilities 4.19%

126 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
DOUBLELINE INCOME SOLUTIONS FD COM -3,337 Sold Out 0
BLACKROCK MUNIHLDNGS QLTY II COM -1,916 Sold Out 0
BLACKROCK RES & COMM STRAT TR SHS 3,907 -1,851 (32.15) 401,131
NUVEEN CR STRATEGIES INCM FD COM SHS 11,662 -1,753 (13.07) 1,300,156
NUVEEN MUN VALUE FD INC COM -1,557 Sold Out 0
NUVEEN QUALITY MUN FD INC COM 601 -1,497 (71.34) 46,720
JSC MMC NORILSK NICKEL SPONSORED ADR -1,337 Sold Out 0
VOYA PRIME RATE TR SH BEN INT 5,989 -1,146 (16.06) 1,087,015
PUTNAM MANAGED MUN INCOM TR COM 79 -1,098 (93.25) 11,071
KB FINANCIAL GROUP INC SPONSORED ADR -1,074 Sold Out 0
NUVEEN SELECT TAX FREE INCM PT SH BEN INT -1,025 Sold Out 0
NASPERS LTD SPON ADR N SHS -1,022 Sold Out 0
COHEN & STEERS LTD DUR PFD INC COM 1,158 -1,004 (46.44) 49,112
COMPANHIA PARANAENSE ENERG COP SPON ADR PFD -908 Sold Out 0
DELEK US HLDGS INC COM -869 Sold Out 0
DR REDDYS LABS LTD ADR -774 Sold Out 0
INVESCO QUALITY MUNI INC TRST COM -754 Sold Out 0
TATA MTRS LTD SPONSORED ADR 392 -578 (59.63) 10,143
BHP BILLITON PLC SPONSORED ADR -561 Sold Out 0
CF INDS HLDGS INC COM 1,771 -514 (22.51) 5,506


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