NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 06/30/2014

Position Statistics

Total Positions 130
New Positions 23
Increased Positions 37
Decreased Positions 90
Positions with Activity 127
Sold Out Positions 24
Total Mkt Value (in $ millions) 393

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 18.26%
Capital Goods 4.35%
Conglomerates
Consumer Cyclical 2.71%
Consumer/Non-Cyclical
Energy 14.27%
Financial 44.2%
Healthcare
Services 0.56%
Technology 12.6%
Transportation 0.71%
Utilities 2.34%

130 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
INFOSYS LTD SPONSORED ADR 8,297 -7,020 (45.83) 139,439
VOYA RISK MANAGED NAT RES FD COM 7,332 -6,898 (48.48) 659,945
SILVER STD RES INC COM 1,988 -6,228 (75.81) 212,120
VALE S A ADR 7,065 -6,126 (46.44) 540,964
COMPANHIA ENERGETICA DE MINAS SP ADR N-V PFD 9,202 -5,820 (38.74) 1,071,256
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 15,992 -4,808 (23.11) 763,729
ALPINE TOTAL DYNAMIC DIVID FD COM SH BEN INT N -4,569 Sold Out 0
VOYA GLBL EQTY DIV & PREM OPP COM -4,188 Sold Out 0
NUVEEN PFD INCOME OPPRTNY FD COM -3,957 Sold Out 0
TATA MTRS LTD SPONSORED ADR 10,251 -3,909 (27.61) 212,721
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 11,221 -3,832 (25.46) 623,375
SESA STERLITE LTD SPONSORED ADR 5,641 -3,708 (39.66) 306,755
KODIAK OIL & GAS CORP COM -3,666 Sold Out 0
AK STL HLDG CORP COM -3,619 Sold Out 0
ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 8,003 -3,508 (30.48) 1,254,314
CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT -3,466 Sold Out 0
CEMEX SAB DE CV SPON ADR NEW 9,348 -3,353 (26.4) 706,546
SOUTHERN COPPER CORP COM 6,140 -3,322 (35.11) 187,149
NUVEEN DIVID ADV MUN FD 3 COM SH BEN INT -3,300 Sold Out 0
TIDEWATER INC COM -3,174 Sold Out 0