NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 03/31/2016

Position Statistics

Total Positions 118
New Positions 21
Increased Positions 46
Decreased Positions 67
Positions with Activity 113
Sold Out Positions 27
Total Mkt Value (in $ millions) 110

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.54%
Capital Goods 0.69%
Conglomerates 0%
Consumer Cyclical
Consumer/Non-Cyclical
Energy 7.01%
Financial 72.16%
Healthcare
Services 1.67%
Technology 4.11%
Transportation 1.34%
Utilities 3.51%

118 Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
PIMCO DYNAMIC CR INCOME FD COM SHS -5,726 Sold Out 0
ALLIANCEBERNSTEIN GBL HGH INCM COM -4,669 Sold Out 0
BLACKSTONE GSO LNG SHRT CR INC COM SHS BN INT -3,511 Sold Out 0
NUVEEN CR STRATEGIES INCM FD COM SHS 10,102 -3,321 (24.74) 1,295,189
BLACKROCK DEBT STRAT FD INC COM 8,157 -3,046 (27.19) 2,317,365
NUVEEN ENHANCED MUN CREDIT OPP COM SH BEN INT -2,870 Sold Out 0
DOUBLELINE INCOME SOLUTIONS FD COM -2,682 Sold Out 0
TEMPLETON EMERG MKTS INCOME FD COM 2,909 -1,575 (35.13) 288,000
INVESCO DYNAMIC CR OPP FD COM 5,223 -1,566 (23.07) 481,867
NUVEEN SR INCOME FD COM 3,738 -1,373 (26.87) 629,247
NUVEEN NY AMT FREE MUN INCOME COM 1,267 -1,218 (49.01) 88,845
NUVEEN FLOATING RATE INCOME FD COM -977 Sold Out 0
NUVEEN SHT DUR CR OPP FD COM 2,985 -970 (24.53) 193,080
ISHARES TR NA NAT RES -848 Sold Out 0
EATON VANCE SR INCOME TR SH BEN INT -743 Sold Out 0
COMPANHIA PARANAENSE ENERG COP SPON ADR PFD -729 Sold Out 0
BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN -695 Sold Out 0
POWERSHARES ETF TRUST II SENIOR LN PORT -588 Sold Out 0
TEMPLETON GLOBAL INCOME FD COM -536 Sold Out 0
ALBEMARLE CORP COM -533 Sold Out 0