NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 03/31/2015

Position Statistics

Total Positions 127
New Positions 22
Increased Positions 46
Decreased Positions 77
Positions with Activity 123
Sold Out Positions 25
Total Mkt Value (in $ millions) 139

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.87%
Capital Goods 2.06%
Conglomerates 0.82%
Consumer Cyclical 0.25%
Consumer/Non-Cyclical
Energy 6.78%
Financial 70.05%
Healthcare 0%
Services 1.38%
Technology 6.11%
Transportation 0.91%
Utilities 3.98%

127 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
DOUBLELINE INCOME SOLUTIONS FD COM -3,237 Sold Out 0
BLACKROCK MUNIHLDNGS QLTY II COM -1,876 Sold Out 0
BLACKROCK RES & COMM STRAT TR SHS 3,650 -1,730 (32.15) 401,131
NUVEEN CR STRATEGIES INCM FD COM SHS 11,233 -1,689 (13.07) 1,300,156
NUVEEN MUN VALUE FD INC COM -1,552 Sold Out 0
NUVEEN QUALITY MUN FD INC COM 591 -1,470 (71.34) 46,720
JSC MMC NORILSK NICKEL SPONSORED ADR -1,225 Sold Out 0
VOYA PRIME RATE TR SH BEN INT 5,772 -1,105 (16.06) 1,087,015
PUTNAM MANAGED MUN INCOM TR COM 78 -1,080 (93.25) 11,071
NASPERS LTD SPON ADR N SHS -1,069 Sold Out 0
KB FINANCIAL GROUP INC SPONSORED ADR -991 Sold Out 0
COHEN & STEERS LTD DUR PFD INC COM 1,135 -984 (46.44) 49,112
NUVEEN SELECT TAX FREE INCM PT SH BEN INT -972 Sold Out 0
COMPANHIA PARANAENSE ENERG COP SPON ADR PFD -929 Sold Out 0
DELEK US HLDGS INC COM -917 Sold Out 0
DR REDDYS LABS LTD ADR -776 Sold Out 0
INVESCO QUALITY MUNI INC TRST COM -740 Sold Out 0
CF INDS HLDGS INC COM 1,792 -520 (22.51) 27,530
BHP BILLITON PLC SPONSORED ADR -519 Sold Out 0
TATA MTRS LTD SPONSORED ADR 351 -518 (59.63) 10,143