NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 12/31/2014

Position Statistics

Total Positions 133
New Positions 35
Increased Positions 53
Decreased Positions 78
Positions with Activity 131
Sold Out Positions 29
Total Mkt Value (in $ millions) 153

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.85%
Capital Goods 2.17%
Conglomerates 3.57%
Consumer Cyclical 0.93%
Consumer/Non-Cyclical
Energy 6.69%
Financial 65.92%
Healthcare 0.5%
Services 1.85%
Technology 5.45%
Transportation 0%
Utilities 3.99%

133 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NATIONAL OILWELL VARCO INC COM 420 -49 (10.44) 8,532
WILLIAMS COS INC DEL COM 415 415 New 8,417
CITIGROUP INC COM NEW 412 13 3.27 8,074
EOG RES INC COM 409 -47 (10.21) 4,519
BANK AMER CORP COM 396 New 25,837
FACEBOOK INC CL A 395 395 New 4,737
ISHARES TR NA NAT RES 394 394 New 10,599
WORTHINGTON INDS INC COM 391 -34 (8) 14,818
SSGA ACTIVE ETF TR BLKSTN GSOSRLN 349 349 New 7,055
NABORS INDUSTRIES LTD SHS 346 -54 (13.52) 26,049
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 345 345 New 8,615
DAIMLER AG SPONSORED ADR 333 333 New 3,450
ENCANA CORP COM 328 -51 (13.48) 30,043
ALIBABA GROUP HLDG LTD SPONSORED ADS 326 326 New 3,857
VOLKSWAGEN AG SPONSORED ADR 325 325 New 6,328
NEWPARK RES INC COM PAR $.01NEW 281 281 New 29,613
DEVON ENERGY CORP NEW COM 274 -38 (12.32) 4,626
ALON USA ENERGY INC COM 266 266 New 18,043
CVR ENERGY INC COM 262 262 New 6,344
WHITING PETE CORP NEW COM 235 -107 (31.19) 7,718