NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 03/31/2015

Position Statistics

Total Positions 126
New Positions 22
Increased Positions 45
Decreased Positions 77
Positions with Activity 122
Sold Out Positions 25
Total Mkt Value (in $ millions) 146

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.84%
Capital Goods 2.16%
Conglomerates 0.8%
Consumer Cyclical 0.29%
Consumer/Non-Cyclical
Energy 6.83%
Financial 69.54%
Healthcare 0%
Services 1.29%
Technology 6.25%
Transportation 0.92%
Utilities 4.26%

126 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WESTLAKE CHEM CORP COM 548 -219 (28.56) 7,585
OGE ENERGY CORP COM 532 -133 (20) 16,784
ALLIANCEBERNSTEIN NATL MUNI IN COM 487 487 New 36,232
NORDIC AMERICAN TANKERS LIMITE COM 482 482 New 37,610
STEEL DYNAMICS INC COM 481 -194 (28.77) 22,696
PBF ENERGY INC CL A 480 480 New 17,629
WESTERN REFNG INC COM 473 -178 (27.32) 10,299
VEDANTA LTD SPONSORED ADR 470 -9 (1.96) 36,153
RIO TINTO PLC SPONSORED ADR 444 -310 (41.1) 9,870
CITIGROUP INC COM NEW 443 New 8,074
BANK AMER CORP COM 432 New 25,837
DELTA AIR LINES INC DEL COM NEW 430 430 New 9,819
GREENBRIER COS INC COM 424 424 New 6,743
TATA MTRS LTD SPONSORED ADR 418 -617 (59.63) 10,143
EOG RES INC COM 396 -17 (4.14) 4,332
NUCOR CORP COM 390 -146 (27.22) 8,166
FACEBOOK INC CL A 381 New 4,737
TRANSCANADA CORP COM 380 380 New 8,545
CVR ENERGY INC COM 378 123 48.11 9,396
CANADIAN NAT RES LTD COM 370 -135 (26.7) 11,639