NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 03/31/2015

Position Statistics

Total Positions 127
New Positions 22
Increased Positions 46
Decreased Positions 77
Positions with Activity 123
Sold Out Positions 25
Total Mkt Value (in $ millions) 139

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.87%
Capital Goods 2.06%
Conglomerates 0.82%
Consumer Cyclical 0.25%
Consumer/Non-Cyclical
Energy 6.78%
Financial 70.05%
Healthcare 0%
Services 1.38%
Technology 6.11%
Transportation 0.91%
Utilities 3.98%

127 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PPL CORP COM 549 342 165.89 18,575
PBF ENERGY INC CL A 521 521 New 17,629
WESTLAKE CHEM CORP COM 506 -202 (28.56) 7,585
OGE ENERGY CORP COM 481 -120 (20) 16,784
ALLIANCEBERNSTEIN NATL MUNI IN COM 478 478 New 36,232
STEEL DYNAMICS INC COM 473 -191 (28.77) 22,696
WESTERN REFNG INC COM 466 -175 (27.32) 10,299
CITIGROUP INC COM NEW 450 New 8,074
BANK AMER CORP COM 445 New 25,837
FACEBOOK INC CL A 412 New 4,737
RIO TINTO PLC SPONSORED ADR 402 -281 (41.1) 9,870
DELTA AIR LINES INC DEL COM NEW 395 395 New 9,819
VEDANTA LTD SPONSORED ADR 394 -8 (1.96) 36,153
EASTMAN CHEM CO COM 383 -143 (27.19) 4,720
HOLLYFRONTIER CORP COM 375 -138 (26.87) 8,519
EOG RES INC COM 372 -16 (4.14) 4,332
NUCOR CORP COM 363 -136 (27.22) 8,166
MOSAIC CO NEW COM 361 361 New 7,725
CVR ENERGY INC COM 358 116 48.11 9,396
ALON USA ENERGY INC COM 352 13 3.77 18,724