NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 03/31/2015

Position Statistics

Total Positions 127
New Positions 22
Increased Positions 46
Decreased Positions 77
Positions with Activity 123
Sold Out Positions 25
Total Mkt Value (in $ millions) 139

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.83%
Capital Goods 2.05%
Conglomerates 0.83%
Consumer Cyclical 0.25%
Consumer/Non-Cyclical
Energy 6.84%
Financial 70.01%
Healthcare 0%
Services 1.4%
Technology 6.08%
Transportation 0.92%
Utilities 4%

127 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LYONDELLBASELL INDUSTRIES N V SHS - A - 875 -238 (21.38) 8,607
TESORO CORP COM 847 -250 (22.77) 9,285
EGA EMERGING GLOBAL SHS TR EGS INDI INF ETF 837 14 1.72 65,839
BANCO BRADESCO S A SP ADR PFD NEW 804 -103 (11.4) 86,412
COMPANHIA ENERGETICA DE MINAS SP ADR N-V PFD 789 3 .38 205,353
LG DISPLAY CO LTD SPONS ADR REP 782 -9 (1.17) 70,013
ALIBABA GROUP HLDG LTD SPONSORED ADS 780 464 146.44 9,505
HUNTSMAN CORP COM 773 -27 (3.43) 35,744
BAKER HUGHES INC COM 758 -134 (15.02) 12,562
ENBRIDGE INC COM 732 281 62.38 15,613
MELCO CROWN ENTMT LTD ADR 719 13 1.91 34,849
TRINITY INDS INC COM 674 -16 (2.35) 26,116
VALERO ENERGY CORP NEW COM 656 656 New 10,134
AU OPTRONICS CORP SPONSORED ADR 639 639 New 142,904
FREEPORT-MCMORAN INC CL B 630 29 4.74 34,241
BOISE CASCADE CO DEL COM 615 92 17.53 16,675
NUVEEN QUALITY MUN FD INC COM 591 -1,472 (71.34) 46,720
METHANEX CORP COM 570 -4 (0.62) 10,486
KINDER MORGAN INC DEL COM 556 -23 (3.95) 14,632
NORDIC AMERICAN TANKERS LIMITE COM 556 556 New 37,610