NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 09/30/2014

Position Statistics

Total Positions 125
New Positions 19
Increased Positions 26
Decreased Positions 96
Positions with Activity 122
Sold Out Positions 26
Total Mkt Value (in $ millions) 166

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.54%
Capital Goods 2.35%
Conglomerates
Consumer Cyclical 0.88%
Consumer/Non-Cyclical
Energy 8.39%
Financial 69.47%
Healthcare
Services 0.58%
Technology 5.09%
Transportation 0.14%
Utilities 2.19%

125 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
COMPANHIA ENERGETICA DE MINAS SP ADR N-V PFD 1,015 -5,895 (85.31) 157,320
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 1,004 -4,569 (81.98) 71,718
KB FINANCIAL GROUP INC SPONSORED ADR 980 -5,419 (84.69) 27,106
RIO TINTO PLC SPONSORED ADR 972 -1,279 (56.82) 19,362
MELCO CROWN ENTMT LTD ADR 968 -980 (50.29) 37,906
HUNTSMAN CORP COM 945 -1,874 (66.47) 40,826
YANDEX N V SHS CLASS A 936 -2,700 (74.25) 35,450
DEERE & CO COM 933 -1,782 (65.63) 11,350
WESTLAKE CHEM CORP COM 929 -1,242 (57.21) 12,626
CELANESE CORP DEL COM SER A 920 -1,748 (65.5) 16,663
APPLE INC COM 909 New 9,114
BAKER HUGHES INC COM 889 889 New 16,886
TESORO CORP COM 875 -1,661 (65.5) 13,376
SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD 849 -5,390 (86.39) 19,137
CREDICORP LTD COM 844 -4,261 (83.48) 5,565
DELEK US HLDGS INC COM 835 -1,564 (65.19) 26,366
BHP BILLITON PLC SPONSORED ADR 829 -1,398 (62.79) 15,340
BLACKROCK MUNIHLDGS NY QLTY FD COM 822 822 New 59,312
SESA STERLITE LTD SPONSORED ADR 814 -4,033 (83.22) 51,489
STEEL DYNAMICS INC COM 741 -1,443 (66.07) 35,122