NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 03/31/2016

Position Statistics

Total Positions 117
New Positions 21
Increased Positions 45
Decreased Positions 67
Positions with Activity 112
Sold Out Positions 27
Total Mkt Value (in $ millions) 112

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.59%
Capital Goods 0.79%
Conglomerates 0%
Consumer Cyclical
Consumer/Non-Cyclical
Energy 7.24%
Financial 71.68%
Healthcare
Services 1.72%
Technology 4.23%
Transportation 1.5%
Utilities 3.27%

117 Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FACEBOOK INC CL A 549 New 4,737
OGE ENERGY CORP COM 530 19 3.65 17,558
DEVON ENERGY CORP NEW COM 529 175 49.46 15,324
INFOSYS LTD SPONSORED ADR 529 -277 (34.35) 28,774
MOBILE TELESYSTEMS PJSC SPONSORED ADR 520 -96 (15.62) 58,985
CELANESE CORP DEL COM SER A 514 -178 (25.77) 7,335
COMPANHIA ENERGETICA DE MINAS SP ADR N-V PFD 492 -74 (13.1) 341,426
LYONDELLBASELL INDUSTRIES N V SHS - A - 476 -98 (17.1) 5,942
BRASKEM S A SP ADR PFD A 465 465 New 42,041
TESORO CORP COM 455 -31 (6.36) 5,904
PBF ENERGY INC CL A 450 20 4.72 16,561
EOG RES INC COM 450 1 .22 5,532
VALERO ENERGY CORP NEW COM 449 -34 (7.05) 8,253
PIONEER NAT RES CO COM 446 446 New 2,744
NORDIC AMERICAN TANKERS LIMITE COM 430 -20 (4.46) 30,739
WILLIAMS COS INC DEL COM 419 419 New 19,100
JD COM INC SPON ADR CL A 399 -64 (13.82) 17,442
FIRSTENERGY CORP COM 395 -26 (6.18) 12,308
TSAKOS ENERGY NAVIGATION LTD SHS 393 110 38.97 67,368
ICICI BK LTD ADR 391 -327 (45.52) 58,465