NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 06/30/2015

Position Statistics

Total Positions 120
New Positions 18
Increased Positions 51
Decreased Positions 64
Positions with Activity 115
Sold Out Positions 23
Total Mkt Value (in $ millions) 125

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.99%
Capital Goods 1.99%
Conglomerates 0.64%
Consumer Cyclical 0%
Consumer/Non-Cyclical
Energy 6.63%
Financial 74.22%
Healthcare
Services 0.75%
Technology 4.92%
Transportation 2.19%
Utilities 2.73%

120 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DREYFUS STRATEGIC MUNS INC COM 1,741 -133 (7.11) 218,161
BAIDU INC SPON ADR REP A 1,388 -19 (1.37) 9,366
BLACKROCK RES & COMM STRAT TR SHS 1,371 -1,657 (54.72) 181,622
CEMEX SAB DE CV SPON ADR NEW 1,278 -15 (1.14) 169,268
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 1,262 -747 (37.17) 63,302
KOREA ELECTRIC PWR SPONSORED ADR 1,192 75 6.72 59,044
CF INDS HLDGS INC COM 1,088 -441 (28.87) 19,583
MORGAN STANLEY CHINA A SH FD COM 1,062 79 8.03 44,592
ICICI BK LTD ADR 1,059 -3 (0.31) 123,725
APPLE INC COM 1,024 New 9,114
SHIP FINANCE INTERNATIONAL LTD SHS 802 -93 (10.41) 48,704
DOUBLELINE INCOME SOLUTIONS FD COM 800 800 New 43,481
TESORO CORP COM 796 -62 (7.27) 8,610
TEMPLETON GLOBAL INCOME FD COM 790 -2,284 (74.29) 125,043
HALLIBURTON CO COM 757 -60 (7.32) 19,822
EGA EMERGING GLOBAL SHS TR EGS INDI INF ETF 741 51 7.36 70,684
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 736 80 12.16 104,737
VALERO ENERGY CORP NEW COM 731 133 22.31 12,395
TRINITY INDS INC COM 727 41 5.94 27,666
BANCO BRADESCO S A SP ADR PFD NEW 691 166 31.57 113,688