NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 12/31/2014

Position Statistics

Total Positions 133
New Positions 35
Increased Positions 53
Decreased Positions 78
Positions with Activity 131
Sold Out Positions 29
Total Mkt Value (in $ millions) 158

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.4%
Capital Goods 2.08%
Conglomerates 3.51%
Consumer Cyclical 0.85%
Consumer/Non-Cyclical
Energy 7.15%
Financial 64.85%
Healthcare 0.47%
Services 1.82%
Technology 5.34%
Transportation 0%
Utilities 4.4%

133 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 2,019 -949 (31.98) 124,073
BLACKROCK MUNIHLDNGS QLTY II COM 2,007 -536 (21.07) 147,164
DREYFUS STRATEGIC MUN BD FD COM 1,966 1,966 New 246,026
BAIDU INC SPON ADR REP A 1,962 -221 (10.12) 9,631
BLACKROCK FLOAT RATE OME STRAT COM 1,684 1,684 New 120,463
NUVEEN MUN VALUE FD INC COM 1,586 -97 (5.74) 161,308
CEMEX SAB DE CV SPON ADR NEW 1,539 51 3.45 158,012
ICICI BK LTD ADR 1,526 -154 (9.18) 140,736
HUANENG PWR INTL INC SPON ADR H SHS 1,458 31 2.14 23,854
JSC MMC NORILSK NICKEL SPONSORED ADR 1,455 1,455 New 74,819
ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,397 -101 (6.76) 194,879
HALLIBURTON CO COM 1,342 -64 (4.56) 27,273
PUTNAM MANAGED MUN INCOM TR COM 1,199 1,057 744.82 164,039
KB FINANCIAL GROUP INC SPONSORED ADR 1,175 120 11.40 30,197
APPLE INC COM 1,173 New 9,114
LYONDELLBASELL INDUSTRIES N V SHS - A - 1,137 -76 (6.24) 10,948
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 1,132 -210 (15.65) 89,519
AMERICA MOVIL SAB DE CV SPON ADR L SHS 1,097 1,097 New 52,480
TESORO CORP COM 1,074 -121 (10.12) 12,023
NASPERS LTD SPON ADR N SHS 1,060 1,060 New 6,876


Create your free portfolio