NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 03/31/2015

Position Statistics

Total Positions 126
New Positions 22
Increased Positions 45
Decreased Positions 77
Positions with Activity 122
Sold Out Positions 25
Total Mkt Value (in $ millions) 145

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.87%
Capital Goods 2.13%
Conglomerates 0.79%
Consumer Cyclical 0.29%
Consumer/Non-Cyclical
Energy 6.81%
Financial 69.51%
Healthcare 0%
Services 1.28%
Technology 6.31%
Transportation 0.92%
Utilities 4.25%

126 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CF INDS HLDGS INC COM 1,767 -513 (22.51) 5,506
BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 1,740 -280 (13.88) 106,857
NUVEEN MUN OPPORTUNITY FD INC COM 1,729 1,729 New 123,689
NUVEEN QUALITY INCOME MUN FD COM 1,726 1,726 New 128,339
CEMEX SAB DE CV SPON ADR NEW 1,673 129 8.36 171,221
MORGAN STANLEY CHINA A SH FD COM 1,492 425 39.87 41,279
ICICI BK LTD ADR 1,298 -174 (11.81) 124,112
KOREA ELECTRIC PWR SPONSORED ADR 1,221 230 23.17 55,326
APPLE INC COM 1,208 New 9,114
AMERICA MOVIL SAB DE CV SPON ADR L SHS 1,188 119 11.10 58,303
COHEN & STEERS LTD DUR PFD INC COM 1,154 -1,000 (46.44) 49,112
CREDICORP LTD COM 1,111 601 117.77 7,572
ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,098 -257 (18.96) 157,940
HUANENG PWR INTL INC SPON ADR H SHS 1,030 -277 (21.16) 18,807
LG DISPLAY CO LTD SPONS ADR REP 984 -12 (1.17) 70,013
HALLIBURTON CO COM 982 -270 (21.58) 21,388
CELANESE CORP DEL COM SER A 977 -38 (3.77) 14,394
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 966 -53 (5.16) 84,896
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 960 182 23.36 104,934
COMPANHIA ENERGETICA DE MINAS SP ADR N-V PFD 959 4 .38 205,353