NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 12/31/2014

Position Statistics

Total Positions 133
New Positions 35
Increased Positions 53
Decreased Positions 78
Positions with Activity 131
Sold Out Positions 29
Total Mkt Value (in $ millions) 153

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.85%
Capital Goods 2.17%
Conglomerates 3.57%
Consumer Cyclical 0.93%
Consumer/Non-Cyclical
Energy 6.69%
Financial 65.92%
Healthcare 0.5%
Services 1.85%
Technology 5.45%
Transportation 0%
Utilities 3.99%

133 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HANCOCK JOHN PFD INCOME FD III COM -2,520 Sold Out 0
INFOSYS LTD SPONSORED ADR -578 Sold Out 0
NEWFIELD EXPL CO COM -309 Sold Out 0
OASIS PETE INC NEW COM -253 Sold Out 0
SAFE BULKERS INC COM -148 Sold Out 0
SANDRIDGE ENERGY INC COM -217 Sold Out 0
SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD -722 Sold Out 0
SILVER STD RES INC COM -351 Sold Out 0
SOUTHERN COPPER CORP COM -1,205 Sold Out 0
STILLWATER MNG CO COM -433 Sold Out 0
TWITTER INC COM -216 Sold Out 0
VALE S A ADR -760 Sold Out 0
YANDEX N V SHS CLASS A -548 Sold Out 0