NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 03/31/2016

Position Statistics

Total Positions 117
New Positions 21
Increased Positions 45
Decreased Positions 67
Positions with Activity 112
Sold Out Positions 27
Total Mkt Value (in $ millions) 112

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.59%
Capital Goods 0.79%
Conglomerates 0%
Consumer Cyclical
Consumer/Non-Cyclical
Energy 7.24%
Financial 71.68%
Healthcare
Services 1.72%
Technology 4.23%
Transportation 1.5%
Utilities 3.27%

117 Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GREENBRIER COS INC COM -256 Sold Out 0
HUANENG PWR INTL INC SPON ADR H SHS -470 Sold Out 0
ISHARES TR NA NAT RES -858 Sold Out 0
NOBLE CORP PLC SHS USD -183 Sold Out 0
NUVEEN ENHANCED MUN CREDIT OPP COM SH BEN INT -2,817 Sold Out 0
NUVEEN FLOATING RATE INCOME FD COM -1,001 Sold Out 0
NUVEEN MUN MKT OPPORTUNITY FD COM -417 Sold Out 0
NUVEEN SELECT QUALITY MUN FD COM -423 Sold Out 0
PIMCO DYNAMIC CR INCOME FD COM SHS -5,582 Sold Out 0
POWERSHARES ETF TR II SOVEREIGN DEBT -217 Sold Out 0
POWERSHARES ETF TRUST II SENIOR LN PORT -596 Sold Out 0
PPL CORP COM -489 Sold Out 0
SSGA ACTIVE ETF TR BLKSTN GSOSRLN -374 Sold Out 0
TEMPLETON GLOBAL INCOME FD COM -552 Sold Out 0
TRINITY INDS INC COM -321 Sold Out 0
TWITTER INC COM -222 Sold Out 0
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF -306 Sold Out 0