NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 06/30/2015

Position Statistics

Total Positions 120
New Positions 18
Increased Positions 51
Decreased Positions 64
Positions with Activity 115
Sold Out Positions 23
Total Mkt Value (in $ millions) 132

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.29%
Capital Goods 2.08%
Conglomerates 0.63%
Consumer Cyclical 0%
Consumer/Non-Cyclical
Energy 6.7%
Financial 73.25%
Healthcare
Services 0.84%
Technology 5.06%
Transportation 2.27%
Utilities 2.9%

120 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
COHEN & STEERS LTD DUR PFD INC COM -1,159 Sold Out 0
CREDICORP LTD COM -999 Sold Out 0
DBX ETF TR DBXTR HAR CS 300 -266 Sold Out 0
ENCANA CORP COM -169 Sold Out 0
FREEPORT-MCMORAN INC CL B -402 Sold Out 0
HUANENG PWR INTL INC SPON ADR H SHS -911 Sold Out 0
KINROSS GOLD CORP COM NO PAR -185 Sold Out 0
MICRON TECHNOLOGY INC COM -237 Sold Out 0
NEWPARK RES INC COM PAR $.01NEW -151 Sold Out 0
NUCOR CORP COM -360 Sold Out 0
NUVEEN MUN OPPORTUNITY FD INC COM -1,746 Sold Out 0
PPL CORP COM -591 Sold Out 0
PUTNAM MANAGED MUN INCOM TR COM -79 Sold Out 0
RIO TINTO PLC SPONSORED ADR -381 Sold Out 0
SOCIEDAD QUIMICA MINERA DE CHI SPON ADR SER B -213 Sold Out 0
TALEN ENERGY CORP COM -36 Sold Out 0
TATA MTRS LTD SPONSORED ADR -301 Sold Out 0
UNITED STATES STL CORP NEW COM -253 Sold Out 0
VEDANTA LTD SPONSORED ADR -291 Sold Out 0
WILLIAMS COS INC DEL COM -318 Sold Out 0