NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 03/31/2014

Position Statistics

Total Positions 137
New Positions 28
Increased Positions 54
Decreased Positions 80
Positions with Activity 134
Sold Out Positions 30
Total Mkt Value (in $ millions) 485

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 21.82%
Capital Goods 5.04%
Conglomerates
Consumer Cyclical 2.46%
Consumer/Non-Cyclical
Energy 12.52%
Financial 40.18%
Healthcare
Services 0.09%
Technology 13.97%
Transportation 0.72%
Utilities 2.9%

28 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SESA STERLITE LTD SPONSORED ADR 9,827 9,827 New 508,395
YANDEX N V SHS CLASS A 5,472 5,472 New 170,422
VOYA PRIME RATE TR SH BEN INT 5,100 5,100 New 890,053
INVESCO SR INCOME TR COM 4,981 4,981 New 1,004,321
VOYA GLBL EQTY DIV & PREM OPP COM 4,137 4,137 New 429,118
DEERE & CO COM 3,831 3,831 New 43,274
CLEARBRIDGE ENERGY MLP TR FD COM 3,800 3,800 New 161,011
NUVEEN ENERGY MLP TOTL RTRNFD COM 3,594 3,594 New 168,081
HDFC BANK LTD ADR REPS 3 SHS 2,986 2,986 New 64,265
AK STL HLDG CORP COM 2,781 2,781 New 331,453
TEMPLETON GLOBAL INCOME FD COM 2,751 2,751 New 338,791
POWERSHARES ETF TRUST II SENIOR LN PORT 2,602 2,602 New 104,726
WESTERN REFNG INC COM 2,121 2,121 New 52,390
DELEK US HLDGS INC COM 2,099 2,099 New 73,561
WORTHINGTON INDS INC COM 2,045 2,045 New 48,914
BLACKROCK MUNIYIELD QUALITY FD COM 1,576 1,576 New 106,133
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 1,568 1,568 New 80,479
CLEARBRIDGE ENERGY MLP FD INC COM 1,426 1,426 New 48,368
SAFE BULKERS INC COM 1,425 1,425 New 162,832
BLACKROCK MUNIHLDGS NY QLTY FD COM 1,376 1,376 New 103,511


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