NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 06/30/2014

Position Statistics

Total Positions 130
New Positions 23
Increased Positions 37
Decreased Positions 90
Positions with Activity 127
Sold Out Positions 24
Total Mkt Value (in $ millions) 390

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 18.75%
Capital Goods 4.29%
Conglomerates
Consumer Cyclical 2.65%
Consumer/Non-Cyclical
Energy 13.81%
Financial 44.06%
Healthcare
Services 0.58%
Technology 12.76%
Transportation 0.7%
Utilities 2.38%

23 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLIANCEBERNSTEIN GBL HGH INCM COM 5,943 5,943 New 423,886
ANGLOGOLD ASHANTI LTD SPONSORED ADR 5,092 5,092 New 294,858
BANCO BRADESCO S A SP ADR PFD NEW 4,379 4,379 New 263,019
FIRST TR MLP & ENERGY INCOME COM 3,176 3,176 New 146,440
BANCO DE CHILE SPONSORED ADR 2,480 2,480 New 33,336
BLACKROCK MUN INCOME TR BRIC ETF 2,285 2,285 New 163,883
SUNCOR ENERGY INC NEW COM 2,246 2,246 New 56,479
MELCO CROWN ENTMT LTD ADR 2,236 2,236 New 76,249
CLEARBRIDGE ENERGY MLP OPP FD COM 2,220 2,220 New 88,313
CANADIAN NAT RES LTD COM 2,197 2,197 New 52,230
POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 2,139 2,139 New 73,456
MARKET VECTORS ETF TR EM LC CURR DBT 2,098 2,098 New 87,869
ENCANA CORP COM 2,043 2,043 New 93,409
SHIP FINANCE INTERNATIONAL LTD SHS 1,784 1,784 New 91,541
BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 1,508 1,508 New 88,284
MARATHON OIL CORP COM 1,124 1,124 New 28,159
APPROACH RESOURCES INC COM 973 973 New 55,602
NUVEEN CA DIVIDEND ADV MUN FD COM 916 916 New 65,136
CENOVUS ENERGY INC COM 807 807 New 26,195
POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 455 455 New 18,271