NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 06/30/2015

Position Statistics

Total Positions 120
New Positions 18
Increased Positions 51
Decreased Positions 64
Positions with Activity 115
Sold Out Positions 23
Total Mkt Value (in $ millions) 131

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.15%
Capital Goods 1.99%
Conglomerates 0.64%
Consumer Cyclical 0%
Consumer/Non-Cyclical
Energy 6.58%
Financial 73.29%
Healthcare
Services 0.84%
Technology 5.35%
Transportation 2.33%
Utilities 2.84%

18 New Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT 3,295 3,295 New 310,552
ABERDEEN ASIA PACIFIC INCOM FD COM 2,448 2,448 New 520,798
DOUBLELINE INCOME SOLUTIONS FD COM 830 830 New 43,481
INVESCO MUN TR COM 623 623 New 51,535
NUVEEN AMT-FREE MUN INCOME FD COM 613 613 New 47,803
SCORPIO TANKERS INC SHS 563 563 New 51,299
TSAKOS ENERGY NAVIGATION LTD SHS 470 470 New 50,747
VIPSHOP HLDGS LTD SPONSORED ADR 462 462 New 23,111
COMMERCIAL METALS CO COM 452 452 New 30,077
ALBEMARLE CORP COM 418 418 New 8,389
SILICONWARE PRECISION INDS LTD SPONSD ADR SPL 372 372 New 63,834
TEEKAY CORPORATION COM 370 370 New 10,512
HUDBAY MINERALS INC COM 338 338 New 53,217
OCCIDENTAL PETE CORP DEL COM 326 326 New 4,815
EQT CORP COM 324 324 New 4,281
TRINSEO S A SHS 315 315 New 13,043
DORIAN LPG LTD SHS USD 273 273 New 17,653
TEEKAY TANKERS LTD CL A 269 269 New 35,849