NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 12/31/2014

Position Statistics

Total Positions 133
New Positions 35
Increased Positions 53
Decreased Positions 78
Positions with Activity 131
Sold Out Positions 29
Total Mkt Value (in $ millions) 153

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.85%
Capital Goods 2.17%
Conglomerates 3.57%
Consumer Cyclical 0.93%
Consumer/Non-Cyclical
Energy 6.69%
Financial 65.92%
Healthcare 0.5%
Services 1.85%
Technology 5.45%
Transportation 0%
Utilities 3.99%

35 New Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DOUBLELINE INCOME SOLUTIONS FD COM 3,263 3,263 New 163,490
DREYFUS STRATEGIC MUNS INC COM 2,387 2,387 New 286,860
COHEN & STEERS LTD DUR PFD INC COM 2,199 2,199 New 91,700
NUVEEN QUALITY MUN FD INC COM 2,181 2,181 New 163,012
DREYFUS STRATEGIC MUN BD FD COM 1,966 1,966 New 246,026
BLACKROCK FLOAT RATE OME STRAT COM 1,679 1,679 New 120,463
JSC MMC NORILSK NICKEL SPONSORED ADR 1,301 1,301 New 74,819
AMERICA MOVIL SAB DE CV SPON ADR L SHS 1,076 1,076 New 52,480
NUVEEN SELECT TAX FREE INCM PT SH BEN INT 1,050 1,050 New 74,842
LG DISPLAY CO LTD SPONS ADR REP 1,043 1,043 New 70,838
NASPERS LTD SPON ADR N SHS 1,018 1,018 New 6,876
MORGAN STANLEY CHINA A SH FD COM 959 959 New 29,513
KOREA ELECTRIC PWR SPONSORED ADR 907 907 New 44,920
INVESCO QUALITY MUNI INC TRST COM 784 784 New 62,697
DR REDDYS LABS LTD ADR 760 760 New 13,951
OGE ENERGY CORP COM 661 661 New 20,979
KINDER MORGAN INC DEL COM 629 629 New 15,234
BOISE CASCADE CO DEL COM 529 529 New 14,188
NUCOR CORP COM 522 522 New 11,220
POWERSHARES ETF TRUST II SENIOR LN PORT 502 502 New 20,881