NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 12/31/2014

Position Statistics

Total Positions 133
New Positions 35
Increased Positions 53
Decreased Positions 78
Positions with Activity 131
Sold Out Positions 29
Total Mkt Value (in $ millions) 159

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.22%
Capital Goods 2.1%
Conglomerates 3.52%
Consumer Cyclical 0.87%
Consumer/Non-Cyclical
Energy 7.13%
Financial 64.78%
Healthcare 0.49%
Services 1.9%
Technology 5.49%
Transportation 0%
Utilities 4.4%

53 INCREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VOYA PRIME RATE TR SH BEN INT 7,291 909 14.24 1,295,034
BLACKROCK DEBT STRAT FD INC COM 7,181 4,179 139.17 1,874,924
INVESCO DYNAMIC CR OPP FD COM 5,425 431 8.63 445,794
DOUBLELINE INCOME SOLUTIONS FD COM 3,355 3,355 New 163,490
TEMPLETON EMERG MKTS INCOME FD COM 3,212 1,101 52.18 286,540
DREYFUS STRATEGIC MUNS INC COM 2,378 2,378 New 286,860
COHEN & STEERS LTD DUR PFD INC COM 2,225 2,225 New 91,700
NUVEEN QUALITY MUN FD INC COM 2,173 2,173 New 163,012
DREYFUS STRATEGIC MUN BD FD COM 1,973 1,973 New 246,026
BLACKROCK FLOAT RATE OME STRAT COM 1,701 1,701 New 120,463
CEMEX SAB DE CV SPON ADR NEW 1,577 53 3.45 151,935
JSC MMC NORILSK NICKEL SPONSORED ADR 1,419 1,419 New 74,819
HUANENG PWR INTL INC SPON ADR H SHS 1,405 29 2.14 23,854
PUTNAM MANAGED MUN INCOM TR COM 1,204 1,062 744.82 164,039
KB FINANCIAL GROUP INC SPONSORED ADR 1,165 119 11.40 30,197
AMERICA MOVIL SAB DE CV SPON ADR L SHS 1,155 1,155 New 52,480
NASPERS LTD SPON ADR N SHS 1,101 1,101 New 6,876
BANCO BRADESCO S A SP ADR PFD NEW 1,074 482 81.60 97,526
MORGAN STANLEY CHINA A SH FD COM 1,064 1,064 New 29,513
NUVEEN SELECT TAX FREE INCM PT SH BEN INT 1,043 1,043 New 74,842


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