NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 03/31/2015

Position Statistics

Total Positions 127
New Positions 22
Increased Positions 46
Decreased Positions 77
Positions with Activity 123
Sold Out Positions 25
Total Mkt Value (in $ millions) 139

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 6.91%
Capital Goods 2.07%
Conglomerates 0.81%
Consumer Cyclical 0.25%
Consumer/Non-Cyclical
Energy 6.81%
Financial 69.94%
Healthcare 0%
Services 1.39%
Technology 6.1%
Transportation 0.9%
Utilities 4.01%

46 INCREASED Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BLACKROCK DEBT STRAT FD INC COM 9,046 2,259 33.28 2,498,914
TEMPLETON EMERG MKTS INCOME FD COM 4,549 1,480 48.23 424,751
BLACKSTONE GSO LNG SHRT CR INC COM SHS BN INT 4,120 781 23.38 265,946
PIMCO DYNAMIC CR INCOME FD COM SHS 3,960 3,960 New 196,229
NUVEEN SR INCOME FD COM 3,761 387 11.48 587,643
BLACKROCK FLOAT RATE OME STRAT COM 2,264 635 39.01 167,456
DREYFUS STRATEGIC MUN BD FD COM 1,964 77 4.06 256,017
NUVEEN QUALITY INCOME MUN FD COM 1,712 1,712 New 128,339
NUVEEN MUN OPPORTUNITY FD INC COM 1,683 1,683 New 123,689
CEMEX SAB DE CV SPON ADR NEW 1,568 121 8.36 171,221
MORGAN STANLEY CHINA A SH FD COM 1,400 399 39.87 41,279
AMERICA MOVIL SAB DE CV SPON ADR L SHS 1,242 124 11.10 58,303
KOREA ELECTRIC PWR SPONSORED ADR 1,126 212 23.17 55,326
CREDICORP LTD COM 1,052 569 117.77 7,572
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 950 180 23.36 104,934
NUVEEN DIV ADVANTAGE MUN FD 2 COM 931 931 New 69,405
EGA EMERGING GLOBAL SHS TR EGS INDI INF ETF 815 14 1.72 65,839
COMPANHIA ENERGETICA DE MINAS SP ADR N-V PFD 782 3 .38 205,353
ALIBABA GROUP HLDG LTD SPONSORED ADS 782 465 146.44 9,505
ENBRIDGE INC COM 731 281 62.38 15,613