NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 12/31/2014

Position Statistics

Total Positions 133
New Positions 35
Increased Positions 53
Decreased Positions 78
Positions with Activity 131
Sold Out Positions 29
Total Mkt Value (in $ millions) 156

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.06%
Capital Goods 2.18%
Conglomerates 3.53%
Consumer Cyclical 0.99%
Consumer/Non-Cyclical
Energy 6.73%
Financial 65.48%
Healthcare 0.47%
Services 1.89%
Technology 5.46%
Transportation 0%
Utilities 4.18%

53 INCREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BLACKROCK DEBT STRAT FD INC COM 7,143 4,157 139.17 1,874,924
VOYA PRIME RATE TR SH BEN INT 7,110 886 14.24 1,295,034
INVESCO DYNAMIC CR OPP FD COM 5,381 427 8.63 445,794
DOUBLELINE INCOME SOLUTIONS FD COM 3,327 3,327 New 163,490
TEMPLETON EMERG MKTS INCOME FD COM 3,183 1,092 52.18 286,540
DREYFUS STRATEGIC MUNS INC COM 2,412 2,412 New 286,860
NUVEEN QUALITY MUN FD INC COM 2,204 2,204 New 163,012
COHEN & STEERS LTD DUR PFD INC COM 2,192 2,192 New 91,700
DREYFUS STRATEGIC MUN BD FD COM 2,005 2,005 New 246,026
BLACKROCK FLOAT RATE OME STRAT COM 1,666 1,666 New 120,463
CEMEX SAB DE CV SPON ADR NEW 1,542 51 3.45 151,935
JSC MMC NORILSK NICKEL SPONSORED ADR 1,369 1,369 New 74,819
HUANENG PWR INTL INC SPON ADR H SHS 1,211 25 2.14 23,854
PUTNAM MANAGED MUN INCOM TR COM 1,204 1,062 744.82 164,039
AMERICA MOVIL SAB DE CV SPON ADR L SHS 1,122 1,122 New 52,480
LG DISPLAY CO LTD SPONS ADR REP 1,096 1,096 New 70,838
KB FINANCIAL GROUP INC SPONSORED ADR 1,076 110 11.40 30,197
BANCO BRADESCO S A SP ADR PFD NEW 1,071 481 81.60 81,272
NUVEEN SELECT TAX FREE INCM PT SH BEN INT 1,051 1,051 New 74,842
COMPANHIA PARANAENSE ENERG COP SPON ADR PFD 1,025 664 184.32 85,388