NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 03/31/2016

Position Statistics

Total Positions 117
New Positions 21
Increased Positions 45
Decreased Positions 67
Positions with Activity 112
Sold Out Positions 27
Total Mkt Value (in $ millions) 114

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.69%
Capital Goods 0.87%
Conglomerates 0%
Consumer Cyclical
Consumer/Non-Cyclical
Energy 7.47%
Financial 70.94%
Healthcare
Services 1.69%
Technology 4.29%
Transportation 1.65%
Utilities 3.46%

67 DECREASED Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NUVEEN CR STRATEGIES INCM FD COM SHS 10,271 -3,376 (24.74) 1,295,189
BLACKROCK DEBT STRAT FD INC COM 8,134 -3,037 (27.19) 2,317,365
ABERDEEN ASIA PACIFIC INCOM FD COM 7,488 -240 (3.1) 1,485,804
INVESCO DYNAMIC CR OPP FD COM 5,209 -1,562 (23.07) 481,867
NUVEEN SR INCOME FD COM 3,794 -1,394 (26.87) 629,247
TEMPLETON EMERG MKTS INCOME FD COM 3,036 -1,644 (35.13) 288,000
NUVEEN SHT DUR CR OPP FD COM 2,944 -957 (24.53) 193,080
ALLIANZGI NFJ DIVID INT & PREM COM 2,826 -161 (5.39) 226,435
BLACKROCK FLOAT RATE OME STRAT COM 1,969 -309 (13.56) 148,707
NUVEEN ENHANCED AMT FREE MUNI COM 1,831 -55 (2.92) 118,261
BAIDU INC SPON ADR REP A 1,558 -170 (9.84) 8,017
KOREA ELECTRIC PWR SPONSORED ADR 1,390 -527 (27.51) 51,657
NUVEEN NY AMT FREE MUN INCOME COM 1,233 -1,185 (49.01) 88,845
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 1,084 -199 (15.52) 45,948
HALLIBURTON CO COM 927 -14 (1.46) 22,433
COMPANHIA ENERGETICA DE MINAS SP ADR N-V PFD 669 -101 (13.1) 341,426
CEMEX SAB DE CV SPON ADR NEW 636 -115 (15.31) 85,385
TRINSEO S A SHS 592 -157 (20.96) 13,841
MOBILE TELESYSTEMS PJSC SPONSORED ADR 546 -101 (15.62) 58,985
INFOSYS LTD SPONSORED ADR 541 -283 (34.35) 28,774