NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 09/30/2014

Position Statistics

Total Positions 125
New Positions 19
Increased Positions 26
Decreased Positions 96
Positions with Activity 122
Sold Out Positions 26
Total Mkt Value (in $ millions) 168

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.57%
Capital Goods 2.49%
Conglomerates
Consumer Cyclical 0.87%
Consumer/Non-Cyclical
Energy 8.09%
Financial 69.21%
Healthcare
Services 0.58%
Technology 5.54%
Transportation 0.12%
Utilities 2.15%

96 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NUVEEN CR STRATEGIES INCM FD COM SHS 15,304 -2,101 (12.07) 1,737,091
BLACKROCK REAL ASSET EQUITY TR COM 6,353 -1,148 (15.31) 792,179
VOYA PRIME RATE TR SH BEN INT 6,042 -359 (5.61) 1,133,597
BLACKROCK RES & COMM STRAT TR SHS 5,481 -1,920 (25.94) 512,679
CLEARBRIDGE ENERGY MLP TR FD COM 5,200 -916 (14.97) 224,720
TEMPLETON GLOBAL INCOME FD COM 4,219 -530 (11.17) 541,576
NUVEEN SR INCOME FD COM 3,980 -579 (12.7) 598,468
NUVEEN FLOATING RATE INCOME FD COM 3,941 -551 (12.28) 355,661
BLACKSTONE GSO LNG SHRT CR INC COM SHS BN INT 3,916 -479 (10.91) 240,811
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 2,799 -14,904 (84.19) 120,742
BAIDU INC SPON ADR REP A 2,636 -11,549 (81.42) 10,715
BLACKROCK MUNIHLDNGS QLTY II COM 2,450 -234 (8.72) 186,448
BLACKROCK MUNI INCOME TR II COM 2,042 -242 (10.58) 131,922
CEMEX SAB DE CV SPON ADR NEW 1,862 -7,097 (79.21) 146,867
ICICI BK LTD ADR 1,785 -4,749 (72.69) 30,991
BLACKROCK MUN INCOME TR BRIC ETF 1,780 -477 (21.14) 129,247
CLEARBRIDGE ENERGY MLP OPP FD COM 1,768 -416 (19.07) 71,472
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 1,666 -8,121 (82.98) 106,123
TATA MTRS LTD SPONSORED ADR 1,466 -8,071 (84.63) 32,694
HALLIBURTON CO COM 1,353 -2,616 (65.92) 28,576


Latest News Headlines

View All
Create your free portfolio