NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 06/30/2014

Position Statistics

Total Positions 130
New Positions 23
Increased Positions 37
Decreased Positions 90
Positions with Activity 127
Sold Out Positions 24
Total Mkt Value (in $ millions) 376

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 18.2%
Capital Goods 4.53%
Conglomerates
Consumer Cyclical 2.75%
Consumer/Non-Cyclical
Energy 13.54%
Financial 44.69%
Healthcare
Services 0.56%
Technology 13.19%
Transportation 0.66%
Utilities 1.88%

90 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NUVEEN CR STRATEGIES INCM FD COM SHS 17,682 -447 (2.47) 1,975,589
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 15,672 -4,711 (23.11) 763,729
BAIDU INC SPON ADR REP A 12,969 -2,539 (16.37) 57,658
TATA MTRS LTD SPONSORED ADR 9,936 -3,789 (27.61) 212,721
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 9,899 -3,380 (25.46) 623,375
CEMEX SAB DE CV SPON ADR NEW 9,376 -3,363 (26.4) 706,546
INFOSYS LTD SPONSORED ADR 8,299 -7,022 (45.83) 139,439
BLACKROCK REAL ASSET EQUITY TR COM 8,231 -841 (9.27) 935,335
BLACKROCK RES & COMM STRAT TR SHS 8,086 -1,254 (13.43) 692,281
ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 7,689 -3,370 (30.48) 1,254,314
VOYA RISK MANAGED NAT RES FD COM 7,160 -6,737 (48.48) 659,945
COMPANHIA ENERGETICA DE MINAS SP ADR N-V PFD 7,060 -4,465 (38.74) 1,071,256
SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD 6,913 -2,551 (26.96) 140,645
KB FINANCIAL GROUP INC SPONSORED ADR 6,683 -2,456 (26.87) 177,022
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 6,679 -2,453 (26.86) 398,058
VALE S A ADR 6,492 -5,629 (46.44) 540,964
ICICI BK LTD ADR 6,051 -2,222 (26.86) 113,461
SOUTHERN COPPER CORP COM 5,914 -3,200 (35.11) 187,149
HALLIBURTON CO COM 5,576 -1,783 (24.23) 83,839
SESA STERLITE LTD SPONSORED ADR 5,574 -3,664 (39.66) 306,755