NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 06/30/2014

Position Statistics

Total Positions 130
New Positions 23
Increased Positions 37
Decreased Positions 90
Positions with Activity 127
Sold Out Positions 24
Total Mkt Value (in $ millions) 393

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 18.26%
Capital Goods 4.35%
Conglomerates
Consumer Cyclical 2.71%
Consumer/Non-Cyclical
Energy 14.27%
Financial 44.2%
Healthcare
Services 0.56%
Technology 12.6%
Transportation 0.71%
Utilities 2.34%

90 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NUVEEN CR STRATEGIES INCM FD COM SHS 17,899 -452 (2.47) 1,975,589
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 15,992 -4,808 (23.11) 763,729
BAIDU INC SPON ADR REP A 12,369 -2,422 (16.37) 57,658
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 11,221 -3,832 (25.46) 623,375
TATA MTRS LTD SPONSORED ADR 10,251 -3,909 (27.61) 212,721
CEMEX SAB DE CV SPON ADR NEW 9,348 -3,353 (26.4) 706,546
COMPANHIA ENERGETICA DE MINAS SP ADR N-V PFD 9,202 -5,820 (38.74) 1,071,256
BLACKROCK REAL ASSET EQUITY TR COM 8,699 -889 (9.27) 935,335
BLACKROCK RES & COMM STRAT TR SHS 8,467 -1,314 (13.43) 692,281
INFOSYS LTD SPONSORED ADR 8,297 -7,020 (45.83) 139,439
ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 8,003 -3,508 (30.48) 1,254,314
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 7,790 -2,861 (26.86) 398,058
VOYA RISK MANAGED NAT RES FD COM 7,332 -6,898 (48.48) 659,945
SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD 7,273 -2,684 (26.96) 140,645
KB FINANCIAL GROUP INC SPONSORED ADR 7,203 -2,647 (26.87) 177,022
VALE S A ADR 7,065 -6,126 (46.44) 540,964
SOUTHERN COPPER CORP COM 6,140 -3,322 (35.11) 187,149
ICICI BK LTD ADR 6,070 -2,229 (26.86) 113,461
HALLIBURTON CO COM 5,668 -1,813 (24.23) 83,839
SESA STERLITE LTD SPONSORED ADR 5,641 -3,708 (39.66) 306,755