NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 06/30/2016

Position Statistics

Total Positions 87
New Positions 22
Increased Positions 62
Decreased Positions 23
Positions with Activity 85
Sold Out Positions 0
Total Mkt Value (in $ millions) 130

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 11.7%
Basic Materials 6.79%
Industrials 0.24%
Consumer Cyclicals 0.36%
Consumer Non-Cyclicals
Financials 68.71%
Healthcare 0.24%
Technology 5.64%
Telecommunication Services 0.41%
Utilities 0.67%

85 Activity Positions as of 06/30/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NUVEEN CR STRATEGIES INCM FD COM SHS 11,919 443 3.86 1,345,215
BLACKROCK DEBT STRAT FD INC COM NEW 9,249 312 3.49 799,422
INVESCO SR INCOME TR COM 9,146 3,629 65.76 1,954,365
VOYA PRIME RATE TR SH BEN INT 8,186 1,777 27.72 1,513,210
ABERDEEN ASIA PACIFIC INCOM FD COM 7,823 468 6.37 1,580,373
INVESCO DYNAMIC CR OPP FD COM 5,932 72 1.23 487,797
CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT 4,288 -1,543 (26.47) 378,782
TEMPLETON EMERG MKTS INCOME FD COM 3,336 62 1.89 293,434
ALPINE GLOBAL PREMIER PPTYS FD COM SBI 3,311 1,677 102.68 559,250
NUVEEN AMT FREE MUN CR INC FD COM 2,815 1,050 59.53 188,667
CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 2,680 2,680 New 257,692
NUVEEN SR INCOME FD COM 2,498 -1,869 (42.81) 359,880
ALLIANZGI NFJ DIVID INT & PREM COM 2,463 -519 (17.42) 186,999
NUVEEN AMT FREE QLTY MUN INCME COM 2,400 1,038 76.21 176,068
ALLIANCEBERNSTEIN NATL MUNI IN COM 2,388 -21 (0.87) 175,968
POWERSHARES ETF TR II INSUR NATL MUN 2,162 -286 (11.68) 85,592
DIVERSIFIED REAL ASSET INC FD COM SHS 2,071 1,744 532.91 118,627
VANECK VECTORS ETF TR HIGH YLD MUN ETF 1,797 43 2.45 58,284
BLACKROCK GLOBAL OPP EQTY TR COM 1,672 -177 (9.57) 131,582
TEKLA HEALTHCARE OPPORTUNIT FD SHS 1,637 1,637 New 94,379