NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 03/31/2014

Position Statistics

Total Positions 137
New Positions 28
Increased Positions 54
Decreased Positions 80
Positions with Activity 134
Sold Out Positions 30
Total Mkt Value (in $ millions) 485

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 21.82%
Capital Goods 5.04%
Conglomerates
Consumer Cyclical 2.46%
Consumer/Non-Cyclical
Energy 12.52%
Financial 40.18%
Healthcare
Services 0.09%
Technology 13.97%
Transportation 0.72%
Utilities 2.9%

137 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 22,658 -3,034 (11.81) 993,321
NUVEEN CR STRATEGIES INCM FD COM SHS 18,736 5,060 37.00 2,025,522
VOYA RISK MANAGED NAT RES FD COM 14,345 1,089 8.21 1,280,823
COMPANHIA ENERGETICA DE MINAS SP ADR N-V PFD 14,043 1,334 10.49 1,748,802
VALE S A ADR 13,999 -1,222 (8.03) 1,010,038
INFOSYS LTD SPONSORED ADR 13,957 -3,651 (20.74) 257,417
BAIDU INC SPON ADR REP A 12,831 -2,487 (16.23) 68,946
CEMEX SAB DE CV SPON ADR NEW 12,662 -2,807 (18.15) 959,992
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 12,435 -2,193 (14.99) 836,244
ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 11,943 -2,501 (17.32) 1,804,121
TATA MTRS LTD SPONSORED ADR 11,930 -6,031 (33.58) 293,839
BLACKROCK RES & COMM STRAT TR SHS 9,932 4,529 83.82 799,685
SESA STERLITE LTD SPONSORED ADR 9,827 9,827 New 508,395
BLACKROCK REAL ASSET EQUITY TR COM 9,701 3,041 45.67 1,030,908
SOUTHERN COPPER CORP COM 9,512 -2,924 (23.51) 288,413
SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD 8,615 -3,837 (30.82) 192,552
KB FINANCIAL GROUP INC SPONSORED ADR 8,402 1,003 13.56 242,076
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 8,267 -1,453 (14.95) 544,261
SILVER STD RES INC COM 8,058 -2,822 (25.94) 876,843
CREDICORP LTD COM 8,018 -1,984 (19.83) 53,457