NEWGATE CAPITAL MANAGEMENT LLC Information

ONE SOUND SHORE DRIVE, GREENWICH, Connecticut, 06830, (203) 661-0700

Report Date: 09/30/2014

Position Statistics

Total Positions 124
New Positions 19
Increased Positions 26
Decreased Positions 95
Positions with Activity 121
Sold Out Positions 26
Total Mkt Value (in $ millions) 159

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.01%
Capital Goods 2.35%
Conglomerates
Consumer Cyclical 0.85%
Consumer/Non-Cyclical
Energy 7.1%
Financial 70.87%
Healthcare
Services 0.57%
Technology 5.45%
Transportation 0.1%
Utilities 2.25%

124 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NUVEEN CR STRATEGIES INCM FD COM SHS 15,043 -2,065 (12.07) 1,737,091
BLACKROCK RES & COMM STRAT TR SHS 11,117 -2,879 (20.57) 1,111,725
ALLIANCEBERNSTEIN GBL HGH INCM COM 8,727 3,259 59.59 676,497
VOYA PRIME RATE TR SH BEN INT 6,110 -363 (5.61) 1,133,597
INVESCO SR INCOME TR COM 5,864 391 7.14 1,291,635
CLEARBRIDGE ENERGY MLP TR FD COM 4,773 -840 (14.97) 224,720
INVESCO DYNAMIC CR OPP FD COM 4,740 474 11.12 410,399
NUVEEN SHT DUR CR OPP FD COM 3,960 1,214 44.20 234,468
TEMPLETON GLOBAL INCOME FD COM 3,921 -493 (11.17) 541,576
NUVEEN SR INCOME FD COM 3,872 -563 (12.7) 598,468
NUVEEN FLOATING RATE INCOME FD COM 3,834 -537 (12.28) 355,661
BLACKSTONE GSO LNG SHRT CR INC COM SHS BN INT 3,725 -456 (10.91) 240,811
EATON VANCE SR INCOME TR SH BEN INT 2,924 174 6.33 467,915
BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 2,915 1,504 106.60 182,396
BLACKROCK DEBT STRAT FD INC COM 2,885 2,885 New 783,931
ABERDEEN ASIA PACIFIC INCOM FD COM 2,790 2,790 New 509,100
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 2,680 -14,274 (84.19) 120,742
BAIDU INC SPON ADR REP A 2,510 -10,995 (81.42) 10,715
BLACKROCK MUNIHLDNGS QLTY II COM 2,487 -238 (8.72) 186,448
HANCOCK JOHN PFD INCOME FD III COM 2,484 2,484 New 135,435


Latest News Headlines

View All
Create your free portfolio