NEW YORK LIFE INVESTMENT MANAGEMENT LLC Information

51 MADISON AVE, NEW YORK, New York, 10010, (212) 576-7000

Report Date: 12/31/2013

Position Statistics

Total Positions 173
New Positions 17
Increased Positions 54
Decreased Positions 48
Positions with Activity 102
Sold Out Positions 22
Total Mkt Value (in $ millions) 407

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.13%
Capital Goods
Conglomerates 0%
Consumer Cyclical 0.11%
Consumer/Non-Cyclical 0.65%
Energy 0.19%
Financial 86.34%
Healthcare 0.84%
Services 4.78%
Technology 0.34%
Transportation
Utilities 5.66%

173 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES CORE TOTUSBD ETF 25,526 530 2.12 235,933
VANGUARD BD INDEX FD INC TOTAL BND MRKT 25,476 586 2.35 313,283
PIMCO ETF TR ENHAN SHRT MAT 25,473 25,473 New 251,165
DYNEGY INC NEW DEL COM 21,051 New 819,416
AMERICAN TOWER CORP NEW COM 16,014 New 193,752
VANGUARD WORLD FDS INF TECH ETF 14,643 9,375 177.95 162,959
ISHARES US HOME CONS ETF 14,401 9,033 168.31 612,010
SPDR SERIES TRUST S&P REGL BKG 13,699 13,699 New 343,767
CLAYMORE EXCHANGE TRD FD TR GUGG SPINOFF ETF 13,300 11,911 857.45 296,617
VANGUARD INDEX FDS TOTAL STK MKT 12,991 -416 (3.1) 134,306
ISHARES 7-10 Y TR BD ETF 12,721 -5,108 (28.65) 124,971
ISHARES U.S. TECH ETF 11,879 11,879 New 132,657
ISHARES INTERM CR BD ETF 10,433 3,717 55.33 95,445
ISHARES 20+ YR TR BD ETF 10,042 561 5.92 91,250
ISHARES IBOXX HI YD ETF 9,340 New 99,238
ISHARES MSCI EAFE ETF 9,133 -1,718 (15.83) 135,250
SELECT SECTOR SPDR TR SBI INT-ENERGY 8,071 5,277 188.91 86,977
VANGUARD INDEX FDS REIT ETF 6,876 273 4.13 95,800
FIRST TR US IPO INDEX FD SHS 6,862 5,482 397.27 152,006
POWERSHARES ETF TR II KBW BK PORT 6,724 1,541 29.74 189,502