NEW VERNON INVESTMENT MANAGEMENT LLC Information

799 CENTRAL AVENUE, HIGHLAND PARK, Illinois, 60035, (847) 926-5712

Report Date: 03/31/2014

Position Statistics

Total Positions 48
New Positions 15
Increased Positions 21
Decreased Positions 10
Positions with Activity 31
Sold Out Positions 6
Total Mkt Value (in $ millions) 132

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.95%
Capital Goods 0.73%
Conglomerates
Consumer Cyclical 8.87%
Consumer/Non-Cyclical 0.78%
Energy 1.96%
Financial 52.32%
Healthcare
Services 4.63%
Technology 11.38%
Transportation 15.37%
Utilities

48 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNITED CONTL HLDGS INC COM 10,565 New 226,950
BLACKROCK INCOME OPP TRUST INC COM 6,228 6,228 New 584,825
INVESCO MUN TR COM 6,214 3,021 94.60 504,000
INVESCO MUN OPPORTUNITY TR COM 6,150 5,612 1,042.65 496,000
ALLIANCEBERNSTEIN INCOME FUND COM 6,047 6,047 New 803,000
ROCKWELL AUTOMATION INC COM 5,345 New 43,680
CARLYLE GROUP L P COM UTS LTD PTN 5,285 New 155,030
PRECISION CASTPARTS CORP COM 5,209 New 22,300
BLACKSTONE GROUP L P COM UNIT LTD 5,151 -2,576 (33.33) 150,000
AMERICAN AXLE & MFG HLDGS INC COM 3,971 -1,891 (32.26) 210,000
INVESCO TR INVT GRADE MUNS COM 3,900 3,900 New 300,000
ISHARES IBOXX HI YD ETF 3,708 New 39,550
ALASKA AIR GROUP INC COM 3,472 1,581 83.58 76,000
DELTA AIR LINES INC DEL COM NEW 3,437 3,437 New 90,000
APOLLO GLOBAL MGMT LLC CL A SHS 3,336 -1,868 (35.9) 125,000
WABASH NATL CORP COM 3,267 3,267 New 244,000
AMERICAN FINL GROUP INC OHIO COM 3,239 New 55,580
XL GROUP PLC SHS 2,991 New 90,600
LINEAR TECHNOLOGY CORP COM 2,967 2,967 New 67,000
HEXCEL CORP NEW COM 2,870 2,870 New 74,000