NATIONAL PLANNING CORP Information

401 WILSHIRE BLVD, SANTA MONICA, California, 90401, (888) 711-6720

Report Date: 03/31/2013

Position Statistics:

Total Positions 582
New Positions 82
Increased Positions 331
Decreased Positions 218
Positions with Activity 549
Sold Out Positions 45
Total Mkt Value
(in $ millions)
784

Sector Weighting

Basic Materials 0.88%
Capital Goods 1.19%
Conglomerates 0.07%
Consumer Cyclical 0.36%
Consumer/Non-Cyclical 3.82%
Energy 6.41%
Financial 68.9%
Healthcare 2.42%
Services 8.42%
Technology 3.84%
Transportation 0.63%
Utilities 2.68%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

582 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
VANGUARD BD INDEX FD INC SHORT TRM BOND 27,350 3,868 16.47 338,033
CHEVRON CORP NEW COM 24,614 471 1.95 195,439
AMERICAN RLTY CAP PPTYS INC COM 18,822 14,546 340.22 1,056,815
VANGUARD INDEX FDS VALUE ETF 18,759 1,601 9.33 267,866
VANGUARD INDEX FDS GROWTH ETF 17,949 1,763 10.89 217,830
ISHARES TR BARCLYS CR BD 14,407 9,894 219.26 127,638
PIMCO ETF TR TOTL RETN ETF 13,824 2,076 17.67 125,784
PROCTER & GAMBLE CO COM 13,365 58 .44 169,607
SPDR S&P 500 ETF TR TR UNIT 11,670 2,753 30.88 69,810
APPLE INC COM 11,394 687 6.42 25,915
ISHARES TR CORE TOTUSBD ETF 10,511 -5,595 (34.74) 95,303
VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 10,181 738 7.81 259,245
DOUBLELINE OPPORTUNISTIC CR FD COM 9,746 -1,535 (13.61) 349,055
SPDR GOLD TRUST GOLD SHS 9,191 -1,503 (14.06) 69,165
VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 8,846 104 1.19 170,253
ISHARES TR JPMORGAN USD 8,714 6,635 319.28 73,144
VANGUARD BD INDEX FD INC INTERMED TERM 8,028 369 4.82 91,667
SPDR SERIES TRUST BARCLYS TIPS ETF 7,777 6,343 442.53 130,919
ISHARES TR BARCLYS TIPS BD 7,714 -4,706 (37.89) 64,746
ISHARES TR S&P 500 VALUE 7,685 1,759 29.68 97,631

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