NATIONAL PLANNING CORP Information

100 NORTH SEPULVEDA BLVD., EL SEGUNDO, California, 90245, (888) 711-6720

Report Date: 12/31/2014

Position Statistics

Total Positions 2,831
New Positions 2,081
Increased Positions 2,409
Decreased Positions 368
Positions with Activity 2,777
Sold Out Positions 7
Total Mkt Value (in $ millions) 1,475

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.48%
Capital Goods 1.46%
Conglomerates 0.36%
Consumer Cyclical 0.76%
Consumer/Non-Cyclical 3.69%
Energy 4.87%
Financial 62.52%
Healthcare 3.94%
Services 6.62%
Technology 5.08%
Transportation 0.69%
Utilities 2.86%

2,831 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD INDEX FDS VALUE ETF 44,782 2,357 5.56 523,761
VANGUARD INDEX FDS GROWTH ETF 41,845 2,387 6.05 379,680
SPDR S&P 500 ETF TR TR UNIT 36,351 -483 (1.31) 171,750
VANGUARD BD INDEX FD INC SHORT TRM BOND 31,781 2,204 7.45 394,648
APPLE INC COM 31,578 -1,023 (3.14) 242,385
ISHARES TR RUSSELL 2000 ETF 27,750 19,562 238.91 220,485
CHEVRON CORP NEW COM 27,491 43 .16 250,213
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 26,025 1,738 7.16 620,674
ISHARES TR CORE US AGGBD ET 22,713 4,397 24.01 203,703
SPDR DOW JONES INDL AVRG ETF UT SER 1 21,809 -305 (1.38) 120,798
ISHARES TR U.S. REAL ES ETF 17,218 16,196 1,585.68 220,318
ISHARES TR SP SMCP600GR ETF 17,043 14,892 692.10 129,785
POWERSHARES QQQ TRUST UNIT SER 1 16,821 -15,746 (48.35) 152,173
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 16,618 65 .40 237,708
VANGUARD INDEX FDS SMALL CP ETF 16,021 997 6.64 129,581
PROCTER & GAMBLE CO COM 15,273 -287 (1.84) 188,551
COMPASS EMP FDS TR US500 ENH VOL 15,227 164 1.09 406,173
ISHARES TR RUS 1000 GRW ETF 14,781 679 4.82 145,365
ISHARES TR SP SMCP600VL ETF 14,718 12,665 616.97 123,111
ISHARES TR CORE S&P500 ETF 14,713 2,159 17.19 69,050