NATIONAL PLANNING CORP Information

100 NORTH SEPULVEDA BLVD., EL SEGUNDO, California, 90245, (888) 711-6720

Report Date: 03/31/2015

Position Statistics

Total Positions 2,835
New Positions 13
Increased Positions 203
Decreased Positions 2,603
Positions with Activity 2,806
Sold Out Positions 2,190
Total Mkt Value (in $ millions) 1,145

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.37%
Capital Goods 1.43%
Conglomerates 0.37%
Consumer Cyclical 0.62%
Consumer/Non-Cyclical 4.29%
Energy 4.97%
Financial 59.61%
Healthcare 4.43%
Services 6.2%
Technology 4.61%
Transportation 0.54%
Utilities 2.74%

2,835 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD INDEX FDS VALUE ETF 28,152 -17,074 (37.75) 326,027
VANGUARD INDEX FDS GROWTH ETF 25,557 -16,322 (38.97) 231,704
ISHARES TR MSCI EAFE ETF 25,221 18,119 255.09 371,012
APPLE INC COM 24,047 -8,078 (25.15) 181,435
ISHARES TR RUSSELL 2000 ETF 23,073 -4,362 (15.9) 185,428
CHEVRON CORP NEW COM 22,537 -3,708 (14.13) 214,860
ISHARES TR S&P MC 400GR ETF 21,553 16,655 340.00 124,634
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 20,385 16,922 488.67 72,600
SPDR S&P 500 ETF TR TR UNIT 19,814 -16,767 (45.84) 93,027
ISHARES TR SP SMCP600GR ETF 19,565 2,681 15.88 150,397
COMPASS EMP FDS TR 100 ENH VOLA ETF 19,479 14,793 315.71 529,754
VANGUARD CHARLOTTE FDS INTL BD IDX ETF 18,146 3,922 27.57 343,487
VANGUARD BD INDEX FD INC SHORT TRM BOND 17,808 -13,870 (43.78) 221,857
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 17,237 -8,955 (34.19) 408,462
ISHARES TR SP SMCP600VL ETF 16,850 2,256 15.46 142,144
COMPASS EMP FDS TR US500 ENH VOL 16,383 1,042 6.79 433,766
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 15,806 -883 (5.29) 225,129
PROCTER & GAMBLE CO COM 14,815 -260 (1.72) 185,303
MALLINCKRODT PUB LTD CO SHS 13,405 -778 (5.49) 105,400
ISHARES TR CORE US AGGBD ET 12,352 -10,012 (44.77) 112,507