NATIONAL ASSET MANAGEMENT, INC. Information

1001 4TH AVE, SEATTLE, Washington, 98154, (212) 417-3639

Report Date: 03/31/2017

Position Statistics

Total Positions 586
New Positions 50
Increased Positions 244
Decreased Positions 327
Positions with Activity 571
Sold Out Positions 71
Total Mkt Value (in $ millions) 524

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 4.4%
Basic Materials 2.65%
Industrials 5.17%
Consumer Cyclicals 5.62%
Consumer Non-Cyclicals 4.89%
Financials 43.73%
Healthcare 8.7%
Technology 14.18%
Telecommunication Services 2.72%
Utilities 1.92%

71 Sold Out Positions as of 03/31/2017

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ABERDEEN ASIA PACIFIC INCOM FD COM -65 Sold Out 0
ABIOMED INC COM -289 Sold Out 0
ADAMIS PHARMACEUTICALS CORP COM NEW -84 Sold Out 0
ALLIANZGI CONV & INCOME FD II COM -337 Sold Out 0
ALPINE TOTAL DYNAMIC DIVID FD COM SH BEN INT N -147 Sold Out 0
ANNALY CAP MGMT INC COM -273 Sold Out 0
APOLLO GLOBAL MGMT LLC CL A SHS -621 Sold Out 0
ARCONIC INC COM -258 Sold Out 0
BECTON DICKINSON & CO COM -263 Sold Out 0
BIOVERATIV INC COM -48 Sold Out 0
BLACKBERRY LTD COM -124 Sold Out 0
BLACKROCK ENHANCED INTL DIV TR COM BENE INTER -120 Sold Out 0
CARLYLE GROUP L P COM UTS LTD PTN -399 Sold Out 0
COMPANIA DE MINAS BUENAVENTURA SPONSORED ADR -1,600 Sold Out 0
CONCURRENT COMPUTER CORP NEW COM PAR $.01 -236 Sold Out 0
CONTINENTAL RESOURCES INC COM -171 Sold Out 0
CORNERSTONE STRATEGIC VALUE FD COM -288 Sold Out 0
CREDICORP LTD COM -278 Sold Out 0
CREDIT SUISSE HIGH YLD BND FD SH BEN INT -31 Sold Out 0
DEUTSCHE BANK AG NAMEN AKT -190 Sold Out 0