NANTAHALA CAPITAL MANAGEMENT, LLC Information

19 OLD KINGS HIGHWAY S, DARIEN, Connecticut, 06820, (203) 404-1172

Report Date: 03/31/2015

Position Statistics

Total Positions 62
New Positions 9
Increased Positions 37
Decreased Positions 22
Positions with Activity 59
Sold Out Positions 10
Total Mkt Value (in $ millions) 319

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.46%
Capital Goods 3.96%
Conglomerates 1.4%
Consumer Cyclical 6.61%
Consumer/Non-Cyclical
Energy 1.6%
Financial 18.06%
Healthcare 10.89%
Services 30.13%
Technology 7.72%
Transportation 2.99%
Utilities

62 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SCIENTIFIC GAMES CORP CL A 23,399 5,673 32.01 1,455,151
SCICLONE PHARMACEUTICALS INC COM 17,114 1,496 9.58 1,522,625
CODEXIS INC COM 14,102 -168 (1.18) 3,662,918
CROCS INC COM 14,074 3,217 29.63 960,047
BANCORP INC DEL COM 11,580 1,316 12.82 1,217,689
DIAMOND RESORTS INTL INC COM 11,509 -4,395 (27.64) 365,008
NEWS CORP NEW CL A 10,801 -1,464 (11.94) 737,800
OWENS RLTY MTG INC COM 10,526 2,546 31.91 714,088
BRIDGEPOINT ED INC COM 10,426 2,557 32.50 1,100,995
CROWN MEDIA HLDGS INC CL A 9,881 667 7.24 2,148,126
QAD INC CL A 9,556 6,460 208.65 361,685
RADIANT LOGISTICS INC COM 9,511 336 3.66 1,299,360
REGIONAL MGMT CORP COM 9,209 -2,589 (21.94) 510,502
LIBERTY INTERACTIVE CORP LBT VENT COM A 8,506 -1,943 (18.59) 218,035
TRANS WORLD ENTMT CORP COM 8,377 43 .52 2,257,974
META FINL GROUP INC COM 8,047 8,047 New 186,710
IMPERIAL HLDGS INC COM 7,759 New 1,385,460
SODASTREAM INTERNATIONAL LTD USD SHS 7,654 2,445 46.94 365,000
CITI TRENDS INC COM 6,208 1,992 47.26 251,145
FINTECH ACQUISITION CORP UN 1COM&1WT 6,042 6,042 New 600,000