MORGAN STANLEY Information

1585 BROADWAY, NEW YORK, New York, 10036, (212) 761-4000

Report Date: 12/31/2013

Position Statistics

Total Positions 6,199
New Positions 1,125
Increased Positions 3,912
Decreased Positions 2,240
Positions with Activity 6,152
Sold Out Positions 31
Total Mkt Value (in $ millions) 235,463

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.07%
Capital Goods 3.12%
Conglomerates 0.24%
Consumer Cyclical 2.06%
Consumer/Non-Cyclical 5.6%
Energy 7.06%
Financial 42.29%
Healthcare 6.54%
Services 11.92%
Technology 11.17%
Transportation 1.63%
Utilities 3.39%

6,199 Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 93,027 21,499 30.06 871,038
ISHARES TR 0-5 YR TIPS ETF 9,800 1,736 21.53 96,493
ISHARES TR 0-5YR HI YL CP 24 24 New 478
ISHARES 10+ YR CR BD ETF 9,791 -3,120 (24.17) 166,196
ISHARES 10-20 YR TRS ETF 5,300 -2,252 (29.82) 41,862
ISHARES 1-3 YR CR BD ETF 458,824 61,217 15.40 4,353,171
ISHARES 1-3 YR TR BD ETF 407,159 -49,461 (10.83) 4,819,591
PIMCO ETF TR 1-3YR USTREIDX 3,721 -5,484 (59.57) 73,133
ISHARES 14 AMT-FREE ETF 5,522 1,070 24.03 107,814
ISHARES 15 AMT-FREE ETF 4,404 587 15.38 83,027
PIMCO ETF TR 1-5 US TIP IDX 19,501 -4,861 (19.95) 367,109
PIMCO ETF TR 15+ YR US TIPS 32 32 New 524
PIMCO ETF TR 15YR US TRS FD 767 12 1.64 7,690
ISHARES 16 AMT-FREE ETF 4,738 974 25.88 88,513
ISHARES 17 AMT-FREE ETF 4,431 680 18.14 80,319
ISHARES TR 18 AMT-FREE ETF 1,841 1,841 New 72,191
ISHARES 20+ YR TR BD ETF 460,575 -33,525 (6.79) 4,185,144
ISHARES TR 2016 CORP EX ETF 2 2 New 24
ISHARES TR 2016 CP TM ETF 1,197 1,197 New 11,819
ISHARES TR 2018 CP TM ETF 1,148 1,148 New 11,107