MORGAN STANLEY Information

1585 BROADWAY, NEW YORK, New York, 10036, (212) 761-4000

Report Date: 09/30/2014

Position Statistics

Total Positions 6,686
New Positions 203
Increased Positions 3,332
Decreased Positions 2,985
Positions with Activity 6,317
Sold Out Positions 87
Total Mkt Value (in $ millions) 263,724

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.64%
Capital Goods 2.91%
Conglomerates 0.27%
Consumer Cyclical 1.86%
Consumer/Non-Cyclical 5.23%
Energy 5.14%
Financial 41.16%
Healthcare 7.57%
Services 13.67%
Technology 11.1%
Transportation 1.78%
Utilities 3.86%

87 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
1347 PPTY INS HLDGS INC COM -165 Sold Out 0
ACTIVE POWER INC COM NEW -23 Sold Out 0
ADMINISTRADORA FONDOS PENSIONE SPONSORED ADR -224 Sold Out 0
AG&E HLDGS INC COM -2 Sold Out 0
AGRIA CORP SPONSORED ADR -13 Sold Out 0
ALDERON IRON ORE CORP COM -22 Sold Out 0
ALDEYRA THERAPEUTICS INC COM Sold Out 0
ALTAIR NANOTECHNOLOGIES INC COM PAR $0.001 Sold Out 0
AMBIENT CORP COM NEW Sold Out 0
ARRHYTHMIA RESH TECHNOLOGY INC COM PAR $0.01 -4 Sold Out 0
ASTERIAS BIOTHERAPEUTICS INC COM SER A -23 Sold Out 0
ASTRONICS CORP CL B -212 Sold Out 0
ASTROTECH CORP COM Sold Out 0
BARCLAYS BANK PLC ETN DJUBS GRNS37 -48 Sold Out 0
BARCLAYS BK PLC IPSP CROIL ETN -60 Sold Out 0
BIOCEPT INC COM -1 Sold Out 0
BIOTIME INC WT EXP 100118 -9 Sold Out 0
BODY CENT CORP COM NEW Sold Out 0
BRASILAGRO BRAZILIAN AGRIC REA SPONSORED ADR -3 Sold Out 0
CALIFORNIA FIRST NTNL BANCORP COM -5 Sold Out 0