MORGAN STANLEY Information

1585 BROADWAY, NEW YORK, New York, 10036, (212) 761-4000

Report Date: 12/31/2016

Position Statistics

Total Positions 6,462
New Positions 150
Increased Positions 3,997
Decreased Positions 2,205
Positions with Activity 6,202
Sold Out Positions 108
Total Mkt Value (in $ millions) 310,445

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 6.47%
Basic Materials 2.18%
Industrials 7.9%
Consumer Cyclicals 10.12%
Consumer Non-Cyclicals 6.4%
Financials 39.47%
Healthcare 7.59%
Technology 14.83%
Telecommunication Services 1.64%
Utilities 1.84%

108 Sold Out Positions as of 12/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NUVEEN DIVERSIFIED COMMODTY FD COM UT BEN INT -296 Sold Out 0
NUVEEN LG/SHT COMMODITY TOTRTN COM UT BEN INT -782 Sold Out 0
OCEAN PWR TECHNOLOGIES INC COM PAR $ -2 Sold Out 0
OPPENHEIMER REV WEIGHTED ETF T NAVELR A100 ETF -62 Sold Out 0
OXBRIDGE RE HLDGS LTD SHS -25 Sold Out 0
PAR TECHNOLOGY CORP COM -2 Sold Out 0
PERFORMANCE SPORTS GROUP LTD COM -433 Sold Out 0
PRIMEENERGY CORP COM -2 Sold Out 0
PROSHARES TR PSHS ULT BASMATL -6 Sold Out 0
PROSHARES TR GERMAN SOV/SUB -2 Sold Out 0
PROSHARES TR ALTRNTV SOLUTN -30 Sold Out 0
PROSHARES TR ULTRA GLD MNR NW -22 Sold Out 0
PROSHARES TR PSHS ULTRA UTIL -24 Sold Out 0
PROSHARES TR ULSHOIL&GASNEW13 -32 Sold Out 0
PROSHARES TR II ULT BLMBRG NT GS -23 Sold Out 0
PROTEON THERAPEUTICS INC COM -5 Sold Out 0
PROVECTUS BIOPHARMACEUTICALS I COM Sold Out 0
REAL GOODS SOLAR INC CL A 2017 Sold Out 0
RLJ ENTMT INC COM NEW Sold Out 0
SAEXPLORATION HLDGS INC COM NEW -617 Sold Out 0