MORGAN STANLEY Information

1585 BROADWAY, NEW YORK, New York, 10036, (212) 761-4000

Report Date: 03/31/2014

Position Statistics

Total Positions 6,525
New Positions 395
Increased Positions 3,532
Decreased Positions 2,865
Positions with Activity 6,397
Sold Out Positions 53
Total Mkt Value (in $ millions) 248,704

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.22%
Capital Goods 3.16%
Conglomerates 0.28%
Consumer Cyclical 2%
Consumer/Non-Cyclical 5.16%
Energy 7.2%
Financial 42.33%
Healthcare 6.8%
Services 12.56%
Technology 10.15%
Transportation 1.72%
Utilities 3.34%

53 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
POWERSHARES ETF TRUST MAGNIQUANT POR -165 Sold Out 0
POWERSHARES ETF TRUST LX NANOTCH PTF -456 Sold Out 0
POWERSHARES ETF TRUST II MENA FRNTR ETF -133 Sold Out 0
PROSHARES TR ULTSHT FTSE CHN -66 Sold Out 0
QUATERRA RES INC COM Sold Out 0
RAND CAP CORP COM -17 Sold Out 0
SARATOGA RES INC TEX COM -4 Sold Out 0
STONECASTLE FINL CORP COM -81 Sold Out 0
TCF FINL CORP WT EXP 111418 -1 Sold Out 0
TURQUOISE HILL RES LTD RT -8,670 Sold Out 0
UBS AG JERSEY BRH LNG SHT VIX -1,065 Sold Out 0
URSTADT BIDDLE PPTYS INC COM -9 Sold Out 0
VELTI PLC ST HELIER SHS -1 Sold Out 0
WELLS FARGO & CO NEW PERP PFD CNV A -814 Sold Out 0