MORGAN STANLEY Information

1585 BROADWAY, NEW YORK, New York, 10036, (212) 761-4000

Report Date: 09/30/2014

Position Statistics

Total Positions 6,699
New Positions 202
Increased Positions 3,342
Decreased Positions 2,989
Positions with Activity 6,331
Sold Out Positions 87
Total Mkt Value (in $ millions) 267,677

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.7%
Capital Goods 3.01%
Conglomerates 0.26%
Consumer Cyclical 1.85%
Consumer/Non-Cyclical 5.23%
Energy 5.41%
Financial 41.01%
Healthcare 7.31%
Services 13.49%
Technology 11.32%
Transportation 1.77%
Utilities 3.79%

87 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
1347 PPTY INS HLDGS INC COM -162 Sold Out 0
ACTIVE POWER INC COM NEW -24 Sold Out 0
ADMINISTRADORA FONDOS PENSIONE SPONSORED ADR -224 Sold Out 0
AG&E HLDGS INC COM -2 Sold Out 0
AGRIA CORP SPONSORED ADR -15 Sold Out 0
ALDERON IRON ORE CORP COM -26 Sold Out 0
ALDEYRA THERAPEUTICS INC COM Sold Out 0
ALTAIR NANOTECHNOLOGIES INC COM PAR $0.001 Sold Out 0
AMBIENT CORP COM NEW Sold Out 0
ARRHYTHMIA RESH TECHNOLOGY INC COM PAR $0.01 -4 Sold Out 0
ASTERIAS BIOTHERAPEUTICS INC COM SER A -19 Sold Out 0
ASTRONICS CORP CL B -192 Sold Out 0
ASTROTECH CORP COM Sold Out 0
BARCLAYS BANK PLC ETN DJUBS GRNS37 -55 Sold Out 0
BARCLAYS BK PLC IPSP CROIL ETN -82 Sold Out 0
BIOCEPT INC COM -1 Sold Out 0
BIOTIME INC WT EXP 100118 -6 Sold Out 0
BODY CENT CORP COM NEW -2 Sold Out 0
BRASILAGRO BRAZILIAN AGRIC REA SPONSORED ADR -3 Sold Out 0
CALIFORNIA FIRST NTNL BANCORP COM -5 Sold Out 0