MORGAN STANLEY Information

1585 BROADWAY, NEW YORK, New York, 10036, (212) 761-4000

Report Date: 12/31/2016

Position Statistics

Total Positions 6,417
New Positions 151
Increased Positions 3,963
Decreased Positions 2,194
Positions with Activity 6,157
Sold Out Positions 109
Total Mkt Value (in $ millions) 308,801

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy 6.18%
Basic Materials 2.17%
Industrials 7.51%
Consumer Cyclicals 10.34%
Consumer Non-Cyclicals 6.44%
Financials 39.37%
Healthcare 7.78%
Technology 15.19%
Telecommunication Services 1.56%
Utilities 1.88%

6,157 Activity Positions as of 12/31/2016

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
A MARK PRECIOUS METALS INC COM -144 Sold Out 0
ADAPTIMMUNE THERAPEUTICS PLC SPONDS ADR -19 Sold Out 0
ADCARE HEALTH SYSTEMS INC COM NEW Sold Out 0
AGRIA CORP SPONSORED ADR -21 Sold Out 0
ALCOA CORP COM NEW -81,051 Sold Out 0
AMERICAN TOWER CORP NEW DEP PFD CONV SE -3 Sold Out 0
ASTRONICS CORP CL B -86 Sold Out 0
AVG TECHNOLOGIES N V SHS -475 Sold Out 0
AVIVA PLC SPONSORED ADR -770 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS NAT37 -4 Sold Out 0
BARCLAYS BANK PLC IPTH JPY/USD ETN -5 Sold Out 0
BBX CAP CORP NEW CL A -3 Sold Out 0
BROADVISION INC COM PAR $.001 -2 Sold Out 0
CASTLE A M & CO COM -1 Sold Out 0
CASTLE BRANDS INC COM Sold Out 0
CATALYST BIOSCIENCES INC COM NEW Sold Out 0
CHINA AUTO LOGISTICS INC COM NEW -1 Sold Out 0
CHINA HGS REAL ESTATE INC COM -30 Sold Out 0
CHINA ONLINE ED GROUP SPONSORED ADR -3 Sold Out 0
CIPHER PHARMACEUTICALS INC COM -42 Sold Out 0