MIZUHO SECURITIES USA INC. Information

320 PARK AVE, 12TH FLOOR, NEW YORK, New York, 10020, (212) 209-9462

Report Date: 12/31/2014

Position Statistics

Total Positions 203
New Positions 62
Increased Positions 145
Decreased Positions 47
Positions with Activity 192
Sold Out Positions 11
Total Mkt Value (in $ millions) 978

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.11%
Capital Goods 6.16%
Conglomerates 0.04%
Consumer Cyclical 2.58%
Consumer/Non-Cyclical 4.36%
Energy 2.44%
Financial 44.44%
Healthcare 6.36%
Services 11.76%
Technology 18.79%
Transportation 0.26%
Utilities 0.75%

203 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR DOW JONES INDL AVRG ETF UT SER 1 172,204 172,204 New 973,948
POWERSHARES QQQ TRUST UNIT SER 1 113,749 113,749 New 1,077,987
APPLE INC COM 79,874 67,020 521.41 648,064
VISA INC COM CL A 30,141 -15,473 (33.92) 459,880
ISHARES TR 20+ YR TR BD ETF 26,212 -275,226 (91.3) 200,000
EBAY INC COM 23,865 22,619 1,815.65 414,105
GOLDMAN SACHS GROUP INC COM 21,621 -11,100 (33.92) 114,970
3M CO COM 18,798 -9,650 (33.92) 114,970
INTERNATIONAL BUSINESS MACHS COM 18,441 -9,467 (33.92) 114,970
BOEING CO COM 17,113 -8,786 (33.92) 114,970
MICROSOFT CORP COM 14,797 1,788 13.75 361,157
UNITEDHEALTH GROUP INC COM 13,568 -6,965 (33.92) 114,970
UNITED TECHNOLOGIES CORP COM 13,440 -6,900 (33.92) 114,970
HOME DEPOT INC COM 13,090 -6,720 (33.92) 114,970
SPDR S&P 500 ETF TR TR UNIT 12,571 12,571 New 61,100
TRAVELERS COMPANIES INC COM 12,317 -6,323 (33.92) 114,970
DISNEY WALT CO COM DISNEY 12,127 -6,226 (33.92) 114,970
CHEVRON CORP NEW COM 11,989 -6,155 (33.92) 114,970
JOHNSON & JOHNSON COM 11,536 -5,922 (33.92) 114,970
NIKE INC CL B 11,483 11,483 New 114,970