MIZUHO SECURITIES USA INC. Information

320 PARK AVE, 12TH FLOOR, NEW YORK, New York, 10020, (212) 209-9462

Report Date: 03/31/2014

Position Statistics

Total Positions 134
New Positions 0
Increased Positions 0
Decreased Positions 133
Positions with Activity 133
Sold Out Positions 133
Total Mkt Value (in $ millions) 341

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods 0%
Conglomerates
Consumer Cyclical 0%
Consumer/Non-Cyclical 0%
Energy 0%
Financial 100%
Healthcare 0%
Services 0%
Technology 0%
Transportation 0%
Utilities

134 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES 20+ YR TR BD ETF 341,155 New 3,100,000
3M CO COM -15,489 Sold Out 0
ACTIVISION BLIZZARD INC COM -1,643 Sold Out 0
ADOBE SYS INC COM -3,867 Sold Out 0
AKAMAI TECHNOLOGIES INC COM -1,174 Sold Out 0
ALEXION PHARMACEUTICALS INC COM -3,545 Sold Out 0
ALTERA CORP COM -1,336 Sold Out 0
AMAZON COM INC COM -17,968 Sold Out 0
AMERICAN EXPRESS CO COM -9,706 Sold Out 0
AMGEN INC COM -10,512 Sold Out 0
ANALOG DEVICES INC COM -1,984 Sold Out 0
APPLE INC COM -57,016 Sold Out 0
APPLIED MATLS INC COM -2,759 Sold Out 0
AT&T INC COM -4,123 Sold Out 0
AUTODESK INC COM -1,320 Sold Out 0
AUTOMATIC DATA PROCESSING INC COM -4,433 Sold Out 0
AVAGO TECHNOLOGIES LTD SHS -1,812 Sold Out 0
BAIDU INC SPON ADR REP A -5,166 Sold Out 0
BED BATH & BEYOND INC COM -1,654 Sold Out 0
BIOGEN IDEC INC COM -8,273 Sold Out 0