MIZUHO SECURITIES USA INC. Information

320 PARK AVE, 12TH FLOOR, NEW YORK, New York, 10020, (212) 209-9462

Report Date: 12/31/2014

Position Statistics

Total Positions 203
New Positions 62
Increased Positions 145
Decreased Positions 47
Positions with Activity 192
Sold Out Positions 11
Total Mkt Value (in $ millions) 946

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.17%
Capital Goods 6.27%
Conglomerates 0.04%
Consumer Cyclical 2.58%
Consumer/Non-Cyclical 4.39%
Energy 2.55%
Financial 44.41%
Healthcare 6.48%
Services 11.36%
Technology 18.69%
Transportation 0.26%
Utilities 0.82%

203 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR DOW JONES INDL AVRG ETF UT SER 1 166,983 166,983 New 973,948
POWERSHARES QQQ TRUST UNIT SER 1 108,984 108,984 New 1,077,987
APPLE INC COM 75,927 63,709 521.41 648,064
VISA INC COM CL A 29,307 -15,046 (33.92) 114,970
ISHARES TR 20+ YR TR BD ETF 27,656 -290,388 (91.3) 200,000
EBAY INC COM 21,948 20,802 1,815.65 414,105
GOLDMAN SACHS GROUP INC COM 19,822 -10,176 (33.92) 114,970
3M CO COM 18,660 -9,579 (33.92) 114,970
INTERNATIONAL BUSINESS MACHS COM 17,626 -9,049 (33.92) 114,970
BOEING CO COM 16,713 -8,580 (33.92) 114,970
MICROSOFT CORP COM 14,591 1,764 13.75 361,157
UNITED TECHNOLOGIES CORP COM 13,196 -6,775 (33.92) 114,970
UNITEDHEALTH GROUP INC COM 12,216 -6,271 (33.92) 114,970
SPDR S&P 500 ETF TR TR UNIT 12,186 12,186 New 61,100
HOME DEPOT INC COM 12,005 -6,163 (33.92) 114,970
TRAVELERS COMPANIES INC COM 11,821 -6,069 (33.92) 114,970
CHEVRON CORP NEW COM 11,788 -6,052 (33.92) 114,970
JOHNSON & JOHNSON COM 11,513 -5,911 (33.92) 114,970
MCDONALDS CORP COM 10,628 -5,456 (33.92) 114,970
NIKE INC CL B 10,606 10,606 New 114,970