MIZUHO SECURITIES USA INC. Information

320 PARK AVE, 12TH FLOOR, NEW YORK, New York, 10020, (212) 209-9462

Report Date: 06/30/2015

Position Statistics

Total Positions 230
New Positions 43
Increased Positions 65
Decreased Positions 162
Positions with Activity 227
Sold Out Positions 106
Total Mkt Value (in $ millions) 798

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.06%
Capital Goods 1.3%
Conglomerates 0.05%
Consumer Cyclical 1.16%
Consumer/Non-Cyclical 2.89%
Energy 1.75%
Financial 68.21%
Healthcare 5.11%
Services 3.57%
Technology 6.94%
Transportation 0.51%
Utilities 0.27%

230 Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR DOW JONES INDL AVRG ETF UT SER 1 245,948 120,928 96.73 1,387,814
POWERSHARES QQQ TRUST UNIT SER 1 77,472 29,013 59.87 691,225
ISHARES TR 20+ YR TR BD ETF 60,815 New 500,000
WELLS FARGO & CO NEW COM 55,208 55,208 New 949,400
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 49,776 49,776 New 182,297
DOW CHEM CO COM 23,710 23,710 New 500,000
SELECT SECTOR SPDR TR SBI INT-FINL 22,508 22,508 New 890,000
PFIZER INC COM 19,246 16,122 516.03 538,658
MONDELEZ INTL INC CL A 18,542 16,395 763.55 409,590
APPLE INC COM 14,134 -17,062 (54.69) 115,499
FACEBOOK INC CL A 12,744 6,621 108.14 133,848
ADOBE SYS INC COM 11,539 4,320 59.85 141,944
PAYPAL HLDGS INC COM 10,304 941 10.06 267,980
SCHWAB CHARLES CORP NEW COM 9,825 8,006 440.04 279,200
PPG INDS INC COM 8,117 8,117 New 74,800
TARGET CORP COM 7,652 7,652 New 93,400
EBAY INC COM 7,603 695 10.06 267,980
SCHLUMBERGER LTD COM 6,757 6,757 New 80,900
JOHNSON CTLS INC COM 6,665 6,665 New 146,200
AIR PRODS & CHEMS INC COM 5,238 5,238 New 36,800