MITSUBISHI UFJ SECURITIES (USA), INC. Information

1633 BROADWAY, NEW YORK, New York, 10019, (212) 405-7020

Report Date: 12/31/2014

Position Statistics

Total Positions 2
New Positions 2
Increased Positions 2
Decreased Positions 0
Positions with Activity 2
Sold Out Positions 0
Total Mkt Value (in $ millions) 104

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 99.88%
Healthcare
Services
Technology
Transportation
Utilities 0.12%

2 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 104,000 104,000 New 500,000
KINDER MORGAN INC DEL COM 125 125 New 3,600