MITSUBISHI UFJ SECURITIES HOLDINGS CO., LTD. Information

MEJIRODAI BUILDING, 3-29-20, MEJIRODAI, BUNKYO-KU, TOKYO, , 112-8688, (136) 742-1100

Report Date: 12/31/2013

Position Statistics

Total Positions 29
New Positions 1
Increased Positions 1
Decreased Positions 28
Positions with Activity 29
Sold Out Positions 28
Total Mkt Value (in $ millions) 4

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 100%
Capital Goods 0%
Conglomerates
Consumer Cyclical 0%
Consumer/Non-Cyclical
Energy
Financial 0%
Healthcare 0%
Services 0%
Technology 0%
Transportation
Utilities

29 Positions as of 12/31/2013

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM -12,341 Sold Out 0
BANK OF AMERICA CORPORATION COM -6,452 Sold Out 0
BLACKBERRY LTD COM -497 Sold Out 0
CHIMERA INVT CORP COM -164 Sold Out 0
ELECTRONIC ARTS INC COM -2,015 Sold Out 0
EVERTEC INC COM -1,144 Sold Out 0
FACEBOOK INC CL A -746 Sold Out 0
GENERAL MTRS CO WT EXP 071019 -11,609 Sold Out 0
GENERAL MTRS CO WT EXP 071016 -4,592 Sold Out 0
HARTFORD FINL SVCS GROUP INC WT EXP 062619 -1,027 Sold Out 0
HERTZ GLOBAL HOLDINGS INC COM -459 Sold Out 0
INTERDIGITAL INC COM -2,053 Sold Out 0
INTERNATIONAL GAME TECHNOLOGY COM -698 Sold Out 0
INTREXON CORP COM -1,808 Sold Out 0
JPMORGAN CHASE & CO WT EXP 102818 -1,892 Sold Out 0
MANNKIND CORP COM -534 Sold Out 0
MBIA INC COM -1,562 Sold Out 0
MEDIDATA SOLUTIONS INC COM -1,057 Sold Out 0
METLIFE INC COM -1,608 Sold Out 0
PANDORA MEDIA INC COM -1,096 Sold Out 0