MITSUBISHI UFJ SECURITIES HOLDINGS CO., LTD. Information

MEJIRODAI BUILDING, 3-29-20, MEJIRODAI, BUNKYO-KU, TOKYO, , 112-8688, (136) 742-1100

Report Date: 12/31/2013

Position Statistics

Total Positions 29
New Positions 1
Increased Positions 1
Decreased Positions 28
Positions with Activity 29
Sold Out Positions 28
Total Mkt Value (in $ millions) 3

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 100%
Capital Goods 0%
Conglomerates
Consumer Cyclical 0%
Consumer/Non-Cyclical
Energy
Financial 0%
Healthcare 0%
Services 0%
Technology 0%
Transportation
Utilities

29 Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
FACEBOOK INC CL A -752 Sold Out 0
APPLE INC COM -11,896 Sold Out 0
BANK OF AMERICA CORPORATION COM -6,236 Sold Out 0
BLACKBERRY LTD COM -514 Sold Out 0
CHIMERA INVT CORP COM -159 Sold Out 0
ELECTRONIC ARTS INC COM -1,903 Sold Out 0
EVERTEC INC COM -1,119 Sold Out 0
HERTZ GLOBAL HOLDINGS INC COM -427 Sold Out 0
INTERDIGITAL INC COM -2,101 Sold Out 0
INTERNATIONAL GAME TECHNOLOGY COM -720 Sold Out 0
INTREXON CORP COM -2,178 Sold Out 0
MANNKIND CORP COM -658 Sold Out 0
MBIA INC COM -1,500 Sold Out 0
MEDIDATA SOLUTIONS INC COM -966 Sold Out 0
METLIFE INC COM -1,643 Sold Out 0
PANDORA MEDIA INC COM -1,030 Sold Out 0
RAMBUS INC DEL COM -1 Sold Out 0
REGENERON PHARMACEUTICALS COM -1,697 Sold Out 0
RYLAND GROUP INC COM -111 Sold Out 0
STRATEGIC GLOBAL INCOME FD COM -17 Sold Out 0