MITSUBISHI UFJ SECURITIES HOLDINGS CO., LTD. Information

MEJIRODAI BUILDING, 3-29-20, MEJIRODAI, BUNKYO-KU, TOKYO, , 112-8688, (136) 742-1100

Report Date: 12/31/2013

Position Statistics

Total Positions 29
New Positions 1
Increased Positions 1
Decreased Positions 28
Positions with Activity 29
Sold Out Positions 28
Total Mkt Value (in $ millions) 4

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 100%
Capital Goods 0%
Conglomerates
Consumer Cyclical 0%
Consumer/Non-Cyclical
Energy
Financial 0%
Healthcare 0%
Services 0%
Technology 0%
Transportation
Utilities

29 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
APPLE INC COM -12,297 Sold Out 0
BANK AMER CORP COM -6,780 Sold Out 0
BLACKBERRY LTD COM -545 Sold Out 0
CHIMERA INVT CORP COM -159 Sold Out 0
ELECTRONIC ARTS INC COM -1,938 Sold Out 0
EVERTEC INC COM -1,157 Sold Out 0
FACEBOOK INC CL A -779 Sold Out 0
GENERAL MTRS CO WT EXP 071019 -11,258 Sold Out 0
GENERAL MTRS CO WT EXP 071016 -4,550 Sold Out 0
HARTFORD FINL SVCS GROUP INC WT EXP 062619 -1,083 Sold Out 0
HERTZ GLOBAL HOLDINGS INC COM -419 Sold Out 0
INTERDIGITAL INC COM -1,923 Sold Out 0
INTERNATIONAL GAME TECHNOLOGY COM -702 Sold Out 0
INTREXON CORP COM -1,817 Sold Out 0
JPMORGAN CHASE & CO WT EXP 102818 -1,960 Sold Out 0
MANNKIND CORP COM -465 Sold Out 0
MBIA INC COM -1,430 Sold Out 0
MEDIDATA SOLUTIONS INC COM -1,097 Sold Out 0
METLIFE INC COM -1,679 Sold Out 0
PANDORA MEDIA INC COM -1,070 Sold Out 0