MITSUBISHI UFJ SECURITIES HOLDINGS CO., LTD. Information

MEJIRODAI BUILDING, 3-29-20, MEJIRODAI, BUNKYO-KU, TOKYO, , 112-8688, (136) 742-1100

Report Date: 12/31/2013

Position Statistics

Total Positions 29
New Positions 1
Increased Positions 1
Decreased Positions 28
Positions with Activity 29
Sold Out Positions 28
Total Mkt Value (in $ millions) 4

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 100%
Capital Goods 0%
Conglomerates
Consumer Cyclical 0%
Consumer/Non-Cyclical
Energy
Financial 0%
Healthcare 0%
Services 0%
Technology 0%
Transportation
Utilities

29 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PANDORA MEDIA INC COM -1,103 Sold Out 0
PRICELINE GRP INC COM NEW -380 Sold Out 0
RAMBUS INC DEL COM -1 Sold Out 0
REGENERON PHARMACEUTICALS COM -1,991 Sold Out 0
RYLAND GROUP INC COM -111 Sold Out 0
STRATEGIC GLOBAL INCOME FD COM -17 Sold Out 0
TAKE-TWO INTERACTIVE SOFTWARE COM -1,153 Sold Out 0
TOLL BROTHERS INC COM -166 Sold Out 0
VIRNETX HLDG CORP COM -149 Sold Out 0