MITSUBISHI UFJ SECURITIES HOLDINGS CO., LTD. Information

MEJIRODAI BUILDING, 3-29-20, MEJIRODAI, BUNKYO-KU, TOKYO, , 112-8688, (136) 742-1100

Report Date: 12/31/2013

Position Statistics

Total Positions 29
New Positions 1
Increased Positions 1
Decreased Positions 28
Positions with Activity 29
Sold Out Positions 28
Total Mkt Value (in $ millions) 3

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 100%
Capital Goods 0%
Conglomerates
Consumer Cyclical 0%
Consumer/Non-Cyclical
Energy
Financial 0%
Healthcare 0%
Services 0%
Technology 0%
Transportation
Utilities

28 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM -9,134 Sold Out 0
BANK OF AMERICA CORPORATION COM -6,460 Sold Out 0
BLACKBERRY LTD COM -358 Sold Out 0
CHIMERA INVT CORP COM -156 Sold Out 0
ELECTRONIC ARTS INC COM -1,456 Sold Out 0
EVERTEC INC COM -1,190 Sold Out 0
FACEBOOK INC CL A -589 Sold Out 0
GENERAL MTRS CO WT EXP 071016 -4,560 Sold Out 0
GENERAL MTRS CO WT EXP 071019 -11,503 Sold Out 0
HARTFORD FINL SVCS GROUP INC WT EXP 062619 -963 Sold Out 0
HERTZ GLOBAL HOLDINGS INC COM -421 Sold Out 0
INTERDIGITAL INC COM -1,575 Sold Out 0
INTERNATIONAL GAME TECHNOLOGY COM -578 Sold Out 0
INTREXON CORP COM -1,734 Sold Out 0
JPMORGAN CHASE & CO WT EXP 102818 -1,831 Sold Out 0
MANNKIND CORP COM -469 Sold Out 0
MBIA INC COM -1,796 Sold Out 0
MEDIDATA SOLUTIONS INC COM -1,247 Sold Out 0
METLIFE INC COM -1,536 Sold Out 0
PANDORA MEDIA INC COM -1,081 Sold Out 0