MITSUBISHI UFJ SECURITIES HOLDINGS CO., LTD. Information

MEJIRODAI BUILDING, 3-29-20, MEJIRODAI, BUNKYO-KU, TOKYO, , 112-8688, (136) 742-1100

Report Date: 03/31/2013

Position Statistics:

Total Positions 31
New Positions 16
Increased Positions 18
Decreased Positions 12
Positions with Activity 30
Sold Out Positions 10
Total Mkt Value
(in $ millions)
38

Sector Weighting

Basic Materials 0%
Capital Goods 1.57%
Conglomerates
Consumer Cyclical 0.07%
Consumer/Non-Cyclical 2.01%
Energy 10.91%
Financial 43.73%
Healthcare
Services 25.3%
Technology 16.41%
Transportation
Utilities

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

31 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BANK OF AMERICA CORPORATION COM 7,962 3,318 71.43 600,000
APPLE INC COM 5,397 -6,908 (56.14) 12,500
AMAZON COM INC COM 4,931 4,931 New 17,500
WILLIAMS COS INC DEL COM 4,155 -2,825 (40.48) 125,000
GENERAL ELECTRIC CO COM 3,650 3,650 New 150,000
EBAY INC COM 2,496 2,496 New 47,484
PROSPECT CAPITAL CORPORATION COM 1,937 215 12.50 180,000
MARKETAXESS HLDGS INC COM 1,788 1,788 New 37,400
AMERICAN CAPITAL AGENCY CORP COM 1,647 1,647 New 65,000
METLIFE INC COM 908 908 New 20,000
MOLSON COORS BREWING CO CL B 768 768 New 15,400
M/I HOMES INC COM 599 599 New 23,000
REDWOOD TR INC COM 566 566 New 29,700
RAMBUS INC DEL COM 494 494 New 55,582
FACEBOOK INC CL A 242 242 New 10,000
E TRADE FINANCIAL CORP COM NEW 242 242 New 20,000
CHIMERA INVT CORP COM 156 New 50,000
VIRNETX HLDG CORP COM 85 85 New 3,700
COMTECH TELECOMMUNICATIONS CP COM NEW 32 32 New 1,200
SONY CORP ADR NEW 25 25 New 1,165