MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO., LTD. Information

MEJIRODAI BLDG., 3-29-20, TOKYO, , 112-8688, (136) 742-1040

Report Date: 09/30/2014

Position Statistics

Total Positions 307
New Positions 73
Increased Positions 133
Decreased Positions 137
Positions with Activity 270
Sold Out Positions 50
Total Mkt Value (in $ millions) 32

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.55%
Capital Goods 1.43%
Conglomerates 0.07%
Consumer Cyclical 0.55%
Consumer/Non-Cyclical 1.52%
Energy 1.59%
Financial 2.15%
Healthcare 5.16%
Services 5.35%
Technology 10.14%
Transportation 0.66%
Utilities 0.66%

307 Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM 3 -3 (50) 20
ABBOTT LABS COM 14 -15 (50.77) 320
ABBVIE INC COM 30 New 480
ACCENTURE PLC IRELAND SHS CLASS A 21 21 New 240
ACE LIMITED SHS 14 -14 (50) 130
ACTIVISION BLIZZARD INC COM 17 New 840
ADOBE SYS INC COM 27 -29 (51.28) 380
AES CORP COM -2 Sold Out 0
AETNA INC NEW COM 20 -14 (41.67) 210
AGL RES INC COM 31 New 540
AKAMAI TECHNOLOGIES INC COM -11 Sold Out 0
ALCOA INC COM 24 24 New 1,520
ALEXION PHARMACEUTICALS INC COM 182 -56 (23.62) 970
ALLSTATE CORP COM -11 Sold Out 0
ALTERA CORP COM 26 18 250 770
ALTRIA GROUP INC COM -5 Sold Out 0
AMAZON COM INC COM 53 31 142.86 170
AMERICAN AIRLS GROUP INC COM 62 62 New 1,190
AMERICAN ELEC PWR INC COM 29 -24 (45.78) 450
AMERICAN EXPRESS CO COM 2 -2 (60) 20