MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO., LTD. Information

MEJIRODAI BLDG., 3-29-20, TOKYO, , 112-8688, (136) 742-1040

Report Date: 09/30/2014

Position Statistics

Total Positions 307
New Positions 73
Increased Positions 133
Decreased Positions 137
Positions with Activity 270
Sold Out Positions 50
Total Mkt Value (in $ millions) 31

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.56%
Capital Goods 1.43%
Conglomerates 0.07%
Consumer Cyclical 0.55%
Consumer/Non-Cyclical 1.54%
Energy 1.63%
Financial 2.21%
Healthcare 5.24%
Services 5.46%
Technology 10.39%
Transportation 0.66%
Utilities 0.67%

307 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
PRECIDIAN ETFS TR MAXIS NIKKEI 20,216 -750 (3.58) 1,156,527
GILEAD SCIENCES INC COM 296 -414 (58.33) 2,800
APPLE INC COM 668 -285 (29.89) 5,910
YAHOO INC COM 39 -111 (73.94) 800
GOOGLE INC CL C 346 -108 (23.81) 640
HOME DEPOT INC COM 52 -76 (59.5) 490
BEST BUY INC COM 15 -75 (83.53) 420
POTASH CORP SASK INC COM -59 Sold Out 0
BAIDU INC SPON ADR REP A -56 Sold Out 0
ALEXION PHARMACEUTICALS INC COM 178 -55 (23.62) 970
PRICELINE GRP INC COM NEW 52 -52 (50) 50
BRISTOL MYERS SQUIBB CO COM -52 Sold Out 0
PPG INDS INC COM 2 -50 (95.65) 10
TEVA PHARMACEUTICAL INDS LTD ADR -45 Sold Out 0
AMGEN INC COM 123 -43 (25.96) 770
JOHNSON CTLS INC COM -41 (98.86) 10
NEWMONT MINING CORP COM 43 -39 (47.37) 1,800
TYCO INTL PLC SHS -39 Sold Out 0
PHILLIPS 66 COM 3 -38 (93.22) 40
DISH NETWORK CORP CL A 44 -37 (45.46) 600