MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO., LTD. Information

MEJIRODAI BLDG., 3-29-20, TOKYO, , 112-8688, (136) 742-1040

Report Date: 12/31/2013

Position Statistics

Total Positions 299
New Positions 54
Increased Positions 98
Decreased Positions 122
Positions with Activity 220
Sold Out Positions 61
Total Mkt Value (in $ millions) 52

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.31%
Capital Goods 0.76%
Conglomerates
Consumer Cyclical 0.7%
Consumer/Non-Cyclical 0.82%
Energy 1.4%
Financial 2.53%
Healthcare 3.17%
Services 4.32%
Technology 4.28%
Transportation 0.26%
Utilities 0.14%

299 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PANDORA MEDIA INC COM 46 1 2.40 1,710
PACCAR INC COM 46 -60 (56.79) 700
WYNDHAM WORLDWIDE CORP COM 45 New 630
WAL-MART STORES INC COM 45 18 65.71 580
ALTRIA GROUP INC COM 43 New 1,130
UNITEDHEALTH GROUP INC COM 43 14 50 570
MYLAN INC COM 43 New 920
VALERO ENERGY CORP NEW COM 43 43 New 770
SIMON PPTY GROUP INC NEW COM 42 32 316.67 250
AUTOMATIC DATA PROCESSING INC COM 42 -17 (28.57) 550
EQT CORP COM 42 New 400
COGNIZANT TECHNOLOGY SOLUTIONS CL A 42 18 75 840
VINCE HLDG CORP COM 41 41 New 1,580
ILLUMINA INC COM 41 41 New 300
LYONDELLBASELL INDUSTRIES N V SHS - A - 41 -1 (2.22) 440
REACHLOCAL INC COM 40 -1 (3.38) 4,000
PULTE GROUP INC COM 40 New 2,120
BROADCOM CORP CL A 39 29 296.97 1,310
DIRECTV COM 39 1 1.96 520
CVS CAREMARK CORPORATION COM 39 New 530