MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO., LTD. Information

MEJIRODAI BLDG., 3-29-20, TOKYO, , 112-8688, (136) 742-1040

Report Date: 09/30/2014

Position Statistics

Total Positions 307
New Positions 73
Increased Positions 133
Decreased Positions 137
Positions with Activity 270
Sold Out Positions 50
Total Mkt Value (in $ millions) 31

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.56%
Capital Goods 1.43%
Conglomerates 0.07%
Consumer Cyclical 0.55%
Consumer/Non-Cyclical 1.54%
Energy 1.63%
Financial 2.21%
Healthcare 5.24%
Services 5.46%
Technology 10.39%
Transportation 0.66%
Utilities 0.67%

307 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PHILIP MORRIS INTL INC COM 5 -6 (53.85) 60
TYSON FOODS INC CL A 5 New 120
MOLSON COORS BREWING CO CL B 5 -5 (53.85) 60
E TRADE FINANCIAL CORP COM NEW 5 -5 (51.28) 190
WAL-MART STORES INC COM 4 -5 (54.55) 50
ARCHER DANIELS MIDLAND CO COM 4 4 New 90
NABORS INDUSTRIES LTD SHS 4 -4 (50) 380
XYLEM INC COM 4 -5 (52) 120
BAKER HUGHES INC COM 4 -5 (53.33) 70
AT&T INC COM 4 4 New 110
ORACLE CORP COM 4 4 New 80
EMERSON ELEC CO COM 3 3 New 60
3M CO COM 3 -3 (50) 20
FREEPORT-MCMORAN INC CL B 3 -4 (56.41) 170
UNITED PARCEL SERVICE INC CL B 3 -8 (72.73) 30
REYNOLDS AMERICAN INC COM 3 -3 (55.56) 40
PHILLIPS 66 COM 3 -38 (93.22) 40
SNAP ON INC COM 3 -3 (50) 20
EATON CORP PLC SHS 3 3 New 40
MACYS INC COM 3 3 New 40