MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO., LTD. Information

MEJIRODAI BLDG., 3-29-20, TOKYO, , 112-8688, (136) 742-1040

Report Date: 12/31/2013

Position Statistics

Total Positions 299
New Positions 54
Increased Positions 98
Decreased Positions 122
Positions with Activity 220
Sold Out Positions 61
Total Mkt Value (in $ millions) 52

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.31%
Capital Goods 0.76%
Conglomerates
Consumer Cyclical 0.7%
Consumer/Non-Cyclical 0.82%
Energy 1.4%
Financial 2.53%
Healthcare 3.17%
Services 4.32%
Technology 4.28%
Transportation 0.26%
Utilities 0.14%

54 New Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GOODYEAR TIRE & RUBR CO COM 83 83 New 3,060
NXP SEMICONDUCTORS N V COM 68 68 New 1,160
VMWARE INC CL A COM 60 60 New 580
RESTORATION HARDWARE HLDGS INC COM 58 58 New 910
58 COM INC SPON ADR REP A 58 58 New 1,340
TREE COM INC COM 48 48 New 1,572
VALERO ENERGY CORP NEW COM 43 43 New 770
VINCE HLDG CORP COM 41 41 New 1,580
ILLUMINA INC COM 41 41 New 300
RAYTHEON CO COM NEW 39 39 New 390
3M CO COM 39 39 New 280
DU PONT E I DE NEMOURS & CO COM 38 38 New 570
AMERICAN ELEC PWR INC COM 38 38 New 730
MARATHON PETE CORP COM 38 38 New 420
BLACKROCK INC COM 37 37 New 120
NORTHROP GRUMMAN CORP COM 37 37 New 300
KIMBERLY CLARK CORP COM 36 36 New 320
GANNETT INC COM 36 36 New 1,340
DISH NETWORK CORP CL A 36 36 New 600
BAXTER INTL INC COM 36 36 New 490