MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO., LTD. Information

MEJIRODAI BLDG., 3-29-20, TOKYO, , 112-8688, (136) 742-1040

Report Date: 12/31/2013

Position Statistics

Total Positions 299
New Positions 54
Increased Positions 98
Decreased Positions 122
Positions with Activity 220
Sold Out Positions 61
Total Mkt Value (in $ millions) 52

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.31%
Capital Goods 0.76%
Conglomerates
Consumer Cyclical 0.7%
Consumer/Non-Cyclical 0.82%
Energy 1.4%
Financial 2.53%
Healthcare 3.17%
Services 4.32%
Technology 4.28%
Transportation 0.26%
Utilities 0.14%

299 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PRECIDIAN ETFS TR MAXIS NIKKEI 42,103 -717 (1.67) 2,495,727
APPLE INC COM 478 37 8.33 910
MICROSOFT CORP COM 275 204 286.52 6,880
GILEAD SCIENCES INC COM 241 57 30.80 3,440
AMAZON COM INC COM 214 29 15.79 660
ALEXION PHARMACEUTICALS INC COM 207 New 1,380
BIOGEN IDEC INC COM 180 New 620
HOME DEPOT INC COM 176 52 41.62 2,280
CELGENE CORP COM 170 69 69.01 1,200
GOOGLE INC CL A 168 -22 (11.43) 310
GOOGLE INC CL C 166 -21 (11.43) 310
COMCAST CORP NEW CL A 155 New 3,150
MICRON TECHNOLOGY INC COM 136 54 65.31 5,670
EXXON MOBIL CORP COM 120 New 1,190
BRISTOL MYERS SQUIBB CO COM 111 23 26.40 2,250
VIACOM INC NEW CL B 105 New 1,250
TWENTY FIRST CENTY FOX INC CL A 102 26 34.04 3,150
GENERAL ELECTRIC CO COM 100 -3 (3.09) 3,760
MELCO CROWN ENTMT LTD ADR 98 71 266.67 2,640
CISCO SYS INC COM 97 -1 (1.19) 4,160