MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. Information

EAST TOWER 26F MIRAE ASSET CENTER1, SEOUL, , 100-210, (223) 774-5986

Report Date: 09/30/2014

Position Statistics

Total Positions 493
New Positions 73
Increased Positions 259
Decreased Positions 203
Positions with Activity 462
Sold Out Positions 34
Total Mkt Value (in $ millions) 2,875

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.82%
Capital Goods 1.13%
Conglomerates 0.03%
Consumer Cyclical 4.83%
Consumer/Non-Cyclical 6.31%
Energy 1.62%
Financial 35.4%
Healthcare 12.41%
Services 14.54%
Technology 13.87%
Transportation 3.23%
Utilities 0.54%

493 Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD -14,210 Sold Out 0
ISHARES TR 0-5YR HI YL CP 358 -89 (19.96) 7,340
BANK AMER CORP 7.25%CNV PFD L 2,224 New 1,900
ISHARES TR 7-10 Y TR BD ETF 5,569 5,569 New 51,100
BANCO SANTANDER SA ADR 1,853 50 2.78 263,601
BARCLAYS PLC ADR 406 57 16.32 27,800
DR REDDYS LABS LTD ADR 307 56 22.19 5,754
ICICI BK LTD ADR 1,529 158 11.48 118,730
MELCO CROWN ENTMT LTD ADR 23,527 -658 (2.72) 964,424
NOVO-NORDISK A S ADR 1,739 -334 (16.12) 38,500
PRUDENTIAL PLC ADR 2,686 -847 (23.98) 54,200
RANDGOLD RES LTD ADR 2,937 124 4.43 35,400
SOUFUN HLDGS LTD ADR 310 80 34.87 43,958
TEVA PHARMACEUTICAL INDS LTD ADR 1,645 353 27.37 27,879
VALE S A ADR 634 -358 (36.08) 84,921
SONY CORP ADR NEW 591 7 1.20 25,275
HDFC BANK LTD ADR REPS 3 SHS 356 -161 (31.17) 5,753
VALE S A ADR REPSTG PFD 938 -825 (46.79) 140,600
BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 249 -210 (45.76) 47,402
YY INC ADS REPCOM CLA 14,288 -6,385 (30.89) 197,080