MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. Information

EAST TOWER 26F MIRAE ASSET CENTER1, SEOUL, , 100-210, (223) 774-5986

Report Date: 09/30/2014

Position Statistics

Total Positions 493
New Positions 73
Increased Positions 259
Decreased Positions 203
Positions with Activity 462
Sold Out Positions 34
Total Mkt Value (in $ millions) 2,866

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.86%
Capital Goods 1.14%
Conglomerates 0.03%
Consumer Cyclical 4.82%
Consumer/Non-Cyclical 6.33%
Energy 1.6%
Financial 35.44%
Healthcare 12.35%
Services 14.43%
Technology 13.99%
Transportation 3.24%
Utilities 0.54%

493 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BANCO BRADESCO S A SP ADR PFD NEW 1,741 -543 (23.77) 127,467
WELLS FARGO & CO NEW PERP PFD CNV A 1,736 New 1,400
ALPS ETF TR ALERIAN MLP 1,730 865 100 100,000
BERKSHIRE HATHAWAY INC DEL CL B NEW 1,729 -7 (0.4) 11,598
PHILLIPS 66 COM 1,722 -299 (14.8) 25,131
HONEYWELL INTL INC COM 1,720 123 7.70 16,782
CARDINAL HEALTH INC COM 1,706 7 .39 20,443
ROYAL DUTCH SHELL PLC SPONS ADR A 1,703 -464 (21.4) 26,128
ENTERPRISE PRODS PARTNERS L P COM 1,700 1,700 New 48,222
NOVO-NORDISK A S ADR 1,689 -325 (16.12) 38,500
TEVA PHARMACEUTICAL INDS LTD ADR 1,669 359 27.37 27,879
AON PLC SHS CL A 1,626 131 8.76 17,221
AMERICAN EXPRESS CO COM 1,611 -180 (10.03) 19,144
EATON VANCE FLTING RATE INC TR COM 1,589 New 115,000
SIMON PPTY GROUP INC NEW COM 1,589 289 22.25 7,824
COLGATE PALMOLIVE CO COM 1,585 -322 (16.89) 23,613
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 1,573 -115 (6.83) 30,217
DUKE ENERGY CORP NEW COM NEW 1,563 61 4.06 17,620
VALEANT PHARMACEUTICALS INTL I COM 1,525 250 19.59 9,552
ISHARES MSCI ITALCPD ETF 1,509 206 15.79 110,700