MARXE AUSTIN W & GREENHOUSE DAVID M Information

C/O SPECIAL SITUATIONS FUNDS, NEW YORK, New York, 10022, (212) 319-6670

Report Date: 09/30/2014

Position Statistics

Total Positions 156
New Positions 18
Increased Positions 54
Decreased Positions 33
Positions with Activity 87
Sold Out Positions 9
Total Mkt Value (in $ millions) 702

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.53%
Capital Goods 8.31%
Conglomerates 3.88%
Consumer Cyclical 2.5%
Consumer/Non-Cyclical 0.53%
Energy 2.72%
Financial 1.11%
Healthcare 16.55%
Services 6.72%
Technology 43.7%
Transportation 0.17%
Utilities

156 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PFSWEB INC COM NEW 25,204 New 2,348,955
VOCERA COMMUNICATIONS INC COM 23,215 20,722 831.35 2,388,325
CEVA INC COM 21,963 -861 (3.77) 1,275,449
KOPIN CORP COM 21,688 New 6,126,598
LIVEPERSON INC COM 18,839 New 1,427,200
ULTRA CLEAN HLDGS INC COM 18,010 New 2,070,103
PACIRA PHARMACEUTICALS INC COM 17,078 -1,898 (10) 180,000
BROADWIND ENERGY INC COM NEW 15,123 New 2,112,191
VITAE PHARMACEUTICALS INC COM 14,380 14,380 New 825,000
OMNIVISION TECHNOLOGIES INC COM 14,028 -10,747 (43.38) 514,044
GENENEWS LIMITED COM NEW 13,834 4,461 47.60 9,303,242
BRIGHTCOVE INC COM 13,800 3,649 35.95 2,200,967
PURE TECHNOLOGIES LTD COM 13,422 New 1,869,300
ADEPT TECHNOLOGY INC COM NEW 13,167 New 1,467,850
LRAD CORP COM 13,023 New 4,667,710
MAGNETEK INC COM NEW 12,216 -1,191 (8.88) 295,222
CPI AEROSTRUCTURES INC COM NEW 10,977 New 931,040
POWERSECURE INTL INC COM 10,962 New 1,022,531
MICROFINANCIAL INC COM 10,274 New 1,208,665
CONSTANT CONTACT INC COM 10,124 New 299,252