MARXE AUSTIN W & GREENHOUSE DAVID M Information

C/O SPECIAL SITUATIONS FUNDS, NEW YORK, New York, 10022, (212) 319-6670

Report Date: 09/30/2014

Position Statistics

Total Positions 152
New Positions 17
Increased Positions 53
Decreased Positions 33
Positions with Activity 86
Sold Out Positions 9
Total Mkt Value (in $ millions) 726

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.66%
Capital Goods 6.19%
Conglomerates 3.55%
Consumer Cyclical 2.3%
Consumer/Non-Cyclical 0.4%
Energy 2.73%
Financial 0.52%
Healthcare 17.49%
Services 4.52%
Technology 46.39%
Transportation 0.14%
Utilities

152 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PFSWEB INC COM NEW 26,778 New 2,348,955
VOCERA COMMUNICATIONS INC COM 25,770 23,003 831.35 2,388,325
KOPIN CORP COM 25,670 New 6,126,598
CEVA INC COM 25,534 -1,001 (3.77) 1,275,449
BRIGHTCOVE INC COM 17,894 4,732 35.95 2,200,967
PACIRA PHARMACEUTICALS INC COM 17,712 -1,968 (10) 180,000
ULTRA CLEAN HLDGS INC COM 17,203 New 2,070,103
LIVEPERSON INC COM 16,441 New 1,427,200
PFENEX INC COM 14,030 14,030 New 1,000,000
OMNIVISION TECHNOLOGIES INC COM 13,920 -10,664 (43.38) 514,044
CONSTANT CONTACT INC COM 12,847 New 299,252
MAGNETEK INC COM NEW 12,833 -1,251 (8.88) 295,222
POWERSECURE INTL INC COM 12,771 New 1,022,531
PURE TECHNOLOGIES LTD COM 12,618 New 1,869,300
ARATANA THERAPEUTICS INC COM 11,988 New 600,000
LRAD CORP COM 11,903 New 4,667,710
TRILLIUM THERAPEUTICS INC COM NEW 11,324 New 793,571
CPI AEROSTRUCTURES INC COM NEW 11,266 New 931,040
BROADWIND ENERGY INC COM NEW 11,068 New 2,112,191
SILICON MOTION TECHNOLOGY CORP SPONSORED ADR 10,858 -11,068 (50.48) 385,295