MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 06/30/2014

Position Statistics

Total Positions 236
New Positions 65
Increased Positions 134
Decreased Positions 82
Positions with Activity 216
Sold Out Positions 38
Total Mkt Value (in $ millions) 517

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.07%
Capital Goods 2.54%
Conglomerates 1.66%
Consumer Cyclical 0.61%
Consumer/Non-Cyclical 0.83%
Energy 0.61%
Financial 54.89%
Healthcare 10.06%
Services 4.87%
Technology 3.9%
Transportation
Utilities

236 Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACELRX PHARMACEUTICALS INC COM 281 122 77.08 42,500
AEGERION PHARMACEUTICALS INC COM 1,507 1,507 New 50,000
ALEXION PHARMACEUTICALS INC COM 2,317 1,850 396.83 13,772
ALKERMES PLC SHS 1,314 1,314 New 30,400
ALLERGAN INC COM 3,146 3,146 New 19,000
ALLIANCEBERNSTEIN INCOME FUND COM 8,982 4,291 91.47 1,192,875
AMC NETWORKS INC CL A 629 629 New 10,000
AMERICAN CAP LTD COM 1,038 1,038 New 67,500
AMERICAN CAP SR FLOATING LTD COM 3,791 2,086 122.40 271,360
AMERICAN EAGLE OUTFITTERS NEW COM 660 -13 (2) 49,000
AMERICAN INCOME FD INC COM -93 Sold Out 0
AMERICAN RLTY CAP PPTYS INC COM 1,187 1,187 New 90,000
AMERICAN SELECT PORTFOLIO INC COM 5,473 2,720 98.82 513,883
AMERICAN STRATEGIC INCM PTFL COM 736 372 102.48 71,713
AMERN STRATEGIC INCOME PTFL II COM 1,432 1,432 New 163,500
ANTARES PHARMA INC COM 605 New 296,477
APACHE CORP COM -1,348 Sold Out 0
APOLLO SR FLOATING RATE FD INC COM 1,826 -11 (0.59) 103,851
APOLLO TACTICAL INCOME FD INC COM 2,664 753 39.40 149,220
ARES DYNAMIC CR ALLOCATION FD COM 6,771 1,299 23.74 384,086