MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 03/31/2015

Position Statistics

Total Positions 245
New Positions 30
Increased Positions 70
Decreased Positions 158
Positions with Activity 228
Sold Out Positions 99
Total Mkt Value (in $ millions) 371

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0%
Capital Goods 0.02%
Conglomerates 0.18%
Consumer Cyclical 0%
Consumer/Non-Cyclical 0%
Energy 0.03%
Financial 60.92%
Healthcare 21.64%
Services 1.04%
Technology 2.33%
Transportation
Utilities

245 Positions as of 03/31/2015

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABBVIE INC COM -1,167 Sold Out 0
ABERDEEN ASIA PACIFIC INCOM FD COM -902 Sold Out 0
ACCURAY INC COM 732 81 12.41 113,200
ACELRX PHARMACEUTICALS INC COM 246 -41 (14.35) 59,700
ADAMS DIVERSIFIED EQUITY FD COM -401 Sold Out 0
ADVENT CLAY CONV SEC INC FD II COM -750 Sold Out 0
AGILENT TECHNOLOGIES INC COM 819 819 New 20,000
ALEXION PHARMACEUTICALS INC COM 6,198 1,993 47.39 31,100
ALKERMES PLC SHS 2,512 -68 (2.62) 37,200
ALLERGAN PLC SHS -6,345 Sold Out 0
ALLIANCEBERNSTEIN INCOME FUND COM 2,952 -1,691 (36.43) 396,186
ALLIANZGI NFJ DIVID INT & PREM COM -2,754 Sold Out 0
AMAZON COM INC COM -1,020 Sold Out 0
AMERICAN CAP LTD COM 4,080 132 3.33 310,000
AMERICAN CAP SR FLOATING LTD COM 922 305 49.49 74,453
ANALOGIC CORP COM PAR $0.05 1,763 1,763 New 22,000
ANTARES PHARMA INC COM 555 New 281,477
APOLLO SR FLOATING RATE FD INC COM 1,862 -1,591 (46.08) 104,066
APOLLO TACTICAL INCOME FD INC COM -1,366 Sold Out 0
ARES DYNAMIC CR ALLOCATION FD COM 4,212 -1,333 (24.04) 278,582