MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 09/30/2014

Position Statistics

Total Positions 238
New Positions 44
Increased Positions 99
Decreased Positions 116
Positions with Activity 215
Sold Out Positions 61
Total Mkt Value (in $ millions) 491

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.19%
Capital Goods 3.26%
Conglomerates 0.28%
Consumer Cyclical 0.69%
Consumer/Non-Cyclical 0.19%
Energy 0.39%
Financial 49.08%
Healthcare 12.39%
Services 5.96%
Technology 4.69%
Transportation 0.1%
Utilities 0.19%

238 Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AMC NETWORKS INC CL A 1,398 732 110 21,000
BOSTON BEER INC CL A 930 289 45 2,900
CENTRAL FD CDA LTD CL A 1,448 New 108,352
ENTERCOM COMMUNICATIONS CORP CL A -327 Sold Out 0
MARTHA STEWART LIVING OMNIMED CL A -81 Sold Out 0
VIACOM INC NEW CL A 1,323 -14 (1.02) 19,400
WORLD WRESTLING ENTMT INC CL A -105 Sold Out 0
ZYNGA INC CL A -210 Sold Out 0
CBS CORP (CLASS B) CL B 699 699 New 12,500
FREEPORT-MCMORAN INC CL B -183 Sold Out 0
LENNAR CORP CL B 999 271 37.14 28,800
UNITED PARCEL SERVICE INC CL B 515 515 New 5,000
RADIO ONE INC CL D NON VTG 54 54 New 29,700
ACCURAY INC COM 377 377 New 55,700
ACELRX PHARMACEUTICALS INC COM 451 176 64 69,700
AEGERION PHARMACEUTICALS INC COM 1,378 134 10.80 55,400
ALEXION PHARMACEUTICALS INC COM 3,666 1,142 45.22 20,000
ALLERGAN INC COM 1,300 -2,959 (69.47) 5,800
ALLIANCEBERNSTEIN INCOME FUND COM 7,135 -1,824 (20.36) 950,000
AMERICAN CAP LTD COM 725 -254 (25.93) 50,000