MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 06/30/2014

Position Statistics

Total Positions 236
New Positions 65
Increased Positions 134
Decreased Positions 82
Positions with Activity 216
Sold Out Positions 38
Total Mkt Value (in $ millions) 518

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.07%
Capital Goods 2.51%
Conglomerates 1.68%
Consumer Cyclical 0.62%
Consumer/Non-Cyclical 0.84%
Energy 0.62%
Financial 54.91%
Healthcare 10.27%
Services 4.86%
Technology 3.85%
Transportation
Utilities

236 Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BLACKROCK MUN INCOME TR BRIC ETF 794 270 51.69 56,893
AMC NETWORKS INC CL A 629 629 New 10,000
BOSTON BEER INC CL A 446 446 New 2,000
CENTRAL FD CDA LTD CL A 1,496 -978 (39.52) 108,352
ENTERCOM COMMUNICATIONS CORP CL A 251 251 New 27,487
MARTHA STEWART LIVING OMNIMED CL A 73 73 New 16,782
VIACOM INC NEW CL A 1,584 -8 (0.51) 19,600
WORLD WRESTLING ENTMT INC CL A 145 145 New 10,000
ZYNGA INC CL A 222 222 New 77,100
COMCAST CORP NEW CL A SPL -1,360 Sold Out 0
FREEPORT-MCMORAN INC CL B 344 -221 (39.1) 9,500
LENNAR CORP CL B 664 -192 (22.46) 21,000
ACELRX PHARMACEUTICALS INC COM 303 132 77.08 42,500
AEGERION PHARMACEUTICALS INC COM 1,532 1,532 New 50,000
ALEXION PHARMACEUTICALS INC COM 2,318 1,851 396.83 13,772
ALLERGAN INC COM 3,080 3,080 New 19,000
ALLIANCEBERNSTEIN INCOME FUND COM 9,030 4,314 91.47 1,192,875
AMERICAN CAP LTD COM 1,044 1,044 New 67,500
AMERICAN CAP SR FLOATING LTD COM 3,799 2,091 122.40 271,360
AMERICAN EAGLE OUTFITTERS NEW COM 687 -14 (2) 49,000