MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 12/31/2015

Position Statistics

Total Positions 201
New Positions 44
Increased Positions 92
Decreased Positions 86
Positions with Activity 178
Sold Out Positions 31
Total Mkt Value (in $ millions) 386

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 0%
Conglomerates 0.12%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 67.09%
Healthcare 19.83%
Services 0.61%
Technology 1.1%
Transportation
Utilities

201 Positions as of 12/31/2015

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR 20 YR TR BD ETF -395 Sold Out 0
TEKLA WORLD HEALTHCARE FD BEN INT SHS 409 409 New 32,244
CENTRAL FD CDA LTD CL A 8,120 -174 (2.1) 700,000
CLEAR CHANNEL OUTDOOR HLDGS IN CL A 269 155 136.00 73,180
UNIVERSAL HLTH SVCS INC CL B -1,055 Sold Out 0
RADIO ONE INC CL D NON VTG 83 .14 69,481
ABERDEEN ASIA PACIFIC INCOM FD COM 842 842 New 187,956
ACCELERON PHARMA INC COM 611 New 24,800
ACHILLION PHARMACEUTICALS INC COM 740 -362 (32.87) 124,200
ADVENT CLAY CONV SEC INC FD II COM 164 164 New 34,988
ADVENT CLAYMORE CV SECS & INC COM 1,236 535 76.25 106,083
ADVENT CLAYMORE ENH GRW & INC COM 3,628 1,175 47.94 481,748
AGILENT TECHNOLOGIES INC COM 1,627 566 53.33 46,000
ALEXION PHARMACEUTICALS INC COM 3,862 -1,515 (28.17) 28,300
ALLIANCEBERNSTEIN INCOME FUND COM -1,449 Sold Out 0
ALLIANZGI CONV & INCOME FD COM 2,188 861 64.87 468,500
ALLIANZGI CONV & INCOME FD II COM 1,168 1,168 New 279,519
ALLIANZGI DIVERS INC & CNV FD COM 484 484 New 31,625
AMERICAN CAP LTD COM 638 -2,976 (82.36) 50,000
AMERICAN CAP SR FLOATING LTD COM 467 -217 (31.74) 55,850