MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 06/30/2014

Position Statistics

Total Positions 236
New Positions 65
Increased Positions 134
Decreased Positions 82
Positions with Activity 216
Sold Out Positions 38
Total Mkt Value (in $ millions) 518

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.07%
Capital Goods 2.53%
Conglomerates 1.67%
Consumer Cyclical 0.62%
Consumer/Non-Cyclical 0.83%
Energy 0.61%
Financial 54.9%
Healthcare 9.99%
Services 4.86%
Technology 3.91%
Transportation
Utilities

236 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
RAMCO-GERSHENSON PPTYS TR PERP PFD-D CV -24,466 Sold Out 0
PIMCO DYNAMIC CR INCOME FD COM SHS 4,567 -7,075 (60.77) 198,038
NUVEEN FLTNG RTE INCM OPP FD COM SHS -6,208 Sold Out 0
FLAHERTY & CRUMRINE DYN PFD SHS -6,200 Sold Out 0
UNITED MICROELECTRONICS CORP SPON ADR NEW -5,239 Sold Out 0
FIRST TR INTER DUR PFD & IN FD COM 4,801 -3,529 (42.37) 218,151
DOUBLELINE INCOME SOLUTIONS FD COM 7,948 -2,731 (25.57) 365,927
WHITEWAVE FOODS CO COM 2,684 -2,647 (49.65) 78,507
BROOKFIELD MTG OPP INC FD INC COM 7,161 -2,284 (24.18) 417,050
HANCOCK JOHN PFD INCOME FD SH BEN INT -2,134 Sold Out 0
HANCOCK JOHN PFD INCOME FD III COM 3,026 -1,598 (34.56) 170,963
DREYFUS MUN BD INFRSTRCTR FD SHS 743 -1,596 (68.25) 62,769
ROYAL DUTCH SHELL PLC SPONS ADR A -1,596 Sold Out 0
BLACKROCK MULTI-SECTOR INC TR COM 3,829 -1,579 (29.19) 210,759
APACHE CORP COM -1,365 Sold Out 0
HANCOCK JOHN PFD INCOME FD II COM -1,359 Sold Out 0
COMCAST CORP NEW CL A SPL -1,358 Sold Out 0
BLACKROCK MUNI INCOME TR II COM 499 -1,330 (72.71) 34,439
MFS INTER INCOME TR SH BEN INT -1,289 Sold Out 0
BLACKROCK BUILD AMER BD TR SHS -1,150 Sold Out 0