MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 12/31/2015

Position Statistics

Total Positions 197
New Positions 42
Increased Positions 90
Decreased Positions 85
Positions with Activity 175
Sold Out Positions 31
Total Mkt Value (in $ millions) 435

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 0%
Conglomerates 0.17%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 65.35%
Healthcare 19.84%
Services 0.68%
Technology 1.06%
Transportation
Utilities

197 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
SELECT SECTOR SPDR TR SBI MATERIALS -19,547 Sold Out 0
HUMANA INC COM -16,822 Sold Out 0
SPDR SERIES TRUST S&P HOMEBUILD -10,233 Sold Out 0
SPROTT PHYSICAL GOLD TRUST UNIT -6,905 Sold Out 0
ALLERGAN PLC SHS -5,801 Sold Out 0
BIOGEN INC COM 3,762 -4,510 (54.52) 13,682
AMERICAN CAP LTD COM 790 -3,688 (82.36) 50,000
SHIRE PLC SPONSORED ADR 4,311 -3,074 (41.62) 23,000
EATON VANCE MUN BD FD COM -2,752 Sold Out 0
SELECT SECTOR SPDR TR SBI INT-ENERGY 26,991 -2,747 (9.24) 399,867
NUVEEN MTG OPPORTUNITY TERM FD COM 2,783 -2,715 (49.39) 121,471
CELGENE CORP COM 5,481 -2,689 (32.91) 53,000
ISHARES TR NASDQ BIOTEC ETF -2,680 Sold Out 0
WESTERN ASSET HIGH INCM FD II COM 1,578 -1,816 (53.5) 228,729
BLACKROCK FLOATING RATE INCOME COM 721 -1,815 (71.56) 56,013
BLACKROCK FLOAT RATE OME STRAT COM 5,618 -1,701 (23.24) 424,285
NUVEEN PERFORMANCE PLUS MUN FD COM 761 -1,693 (68.99) 46,618
LIBERTY ALL STAR EQUITY FD SH BEN INT 2,671 -1,639 (38.02) 535,244
ILLUMINA INC COM -1,620 Sold Out 0
NUVEEN LG/SHT COMMODITY TOTRTN COM UT BEN INT 2,923 -1,581 (35.09) 195,411