MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 12/31/2013

Position Statistics

Total Positions 224
New Positions 124
Increased Positions 159
Decreased Positions 50
Positions with Activity 209
Sold Out Positions 30
Total Mkt Value (in $ millions) 710

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.92%
Capital Goods 9.07%
Conglomerates 1.32%
Consumer Cyclical 2.51%
Consumer/Non-Cyclical 0.63%
Energy 15.97%
Financial 40.53%
Healthcare 0.62%
Services 14.29%
Technology 3.52%
Transportation
Utilities

224 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 57,888 -40,740 (41.31) 310,575
CARNIVAL CORP PAIRED CTF -12,413 Sold Out 0
INTEL CORP COM 14,196 -12,151 (46.12) 525,000
CENTRAL FD CDA LTD CL A 7,520 -7,787 (50.87) 545,341
GOOGLE INC CL A -6,115 Sold Out 0
AUTOZONE INC COM -6,071 Sold Out 0
GOOGLE INC CL C -6,033 Sold Out 0
TARGET CORP COM 2,175 -4,866 (69.11) 36,256
NORDSTROM INC COM -3,979 Sold Out 0
PANERA BREAD CO CL A -3,910 Sold Out 0
GRIFOLS S A SP ADR REP B NVT -3,819 Sold Out 0
HEALTH CARE REIT INC PFD PER CON I 13,679 -3,141 (18.67) 243,400
MINDRAY MEDICAL INTL LTD SPON ADR -2,991 Sold Out 0
COCA COLA CO COM -2,757 Sold Out 0
GENERAL MTRS CO COM -2,039 Sold Out 0
GENERAL ELECTRIC CO COM 611 -1,833 (75) 23,000
REMY INTL INC COM 3,209 -1,696 (34.58) 126,745
MERCK & CO INC NEW COM -1,694 Sold Out 0
PENN VA CORP COM -1,584 Sold Out 0
MORGAN STANLEY COM NEW -1,551 Sold Out 0