MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 12/31/2014

Position Statistics

Total Positions 273
New Positions 100
Increased Positions 162
Decreased Positions 86
Positions with Activity 248
Sold Out Positions 58
Total Mkt Value (in $ millions) 606

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.54%
Capital Goods 2.8%
Conglomerates 1.32%
Consumer Cyclical 0.26%
Consumer/Non-Cyclical 0.1%
Energy 0.65%
Financial 55.16%
Healthcare 15.97%
Services 1.57%
Technology 2.89%
Transportation 0%
Utilities 0%

273 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
EPR PPTYS PFD C CNV 5.75% -8,893 Sold Out 0
BROOKFIELD MTG OPP INC FD INC COM 1,457 -6,211 (81) 88,991
NEW RESIDENTIAL INVT CORP COM NEW -5,313 Sold Out 0
INVESCO MORTGAGE CAPITAL INC COM -4,348 Sold Out 0
AMERICAN CAPITAL AGENCY CORP COM -3,854 Sold Out 0
AMERICAN CAP MTG INVT CORP COM -3,127 Sold Out 0
COHEN & STEERS TOTAL RETURN FD COM -2,790 Sold Out 0
ALLIANCEBERNSTEIN INCOME FUND COM 4,761 -2,497 (34.4) 623,219
FIRSTHAND TECH VALUE FD INC COM -2,443 Sold Out 0
BLACKROCK MUNIHOLDINGS FD INC COM -2,088 Sold Out 0
GENERAL ELECTRIC CO COM -2,035 Sold Out 0
WESTERN ASSET CLYM INFL OPP IN COM 3,562 -1,996 (35.91) 313,299
REMY INTL INC COM -1,936 Sold Out 0
FIRST TR INTER DUR PFD & IN FD COM -1,930 Sold Out 0
NUVEEN QUALITY PFD INC FD 3 COM -1,818 Sold Out 0
BLACKROCK MULTI-SECTOR INC TR COM 2,178 -1,792 (45.15) 124,230
FIFTH STREET FINANCE CORP COM -1,713 Sold Out 0
AMC NETWORKS INC CL A -1,607 Sold Out 0
ARES DYNAMIC CR ALLOCATION FD COM 5,967 -1,486 (19.94) 366,760
DANAHER CORP DEL COM -1,455 Sold Out 0