MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 09/30/2014

Position Statistics

Total Positions 238
New Positions 44
Increased Positions 99
Decreased Positions 116
Positions with Activity 215
Sold Out Positions 61
Total Mkt Value (in $ millions) 489

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.22%
Capital Goods 3.2%
Conglomerates 0.29%
Consumer Cyclical 0.67%
Consumer/Non-Cyclical 0.16%
Energy 0.52%
Financial 49.78%
Healthcare 11.62%
Services 5.92%
Technology 4.68%
Transportation 0.11%
Utilities 0.2%

238 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
INFINITY PHARMACEUTICALS INC COM 1,386 -26 (1.88) 94,200
AMC NETWORKS INC CL A 1,341 702 110 21,000
ORACLE CORP COM 1,317 905 220 32,000
ACTAVIS PLC SHS 1,270 1,270 New 4,700
CENTRAL FD CDA LTD CL A 1,268 New 108,352
SOLAR CAP LTD COM 1,232 1,232 New 66,700
ALLERGAN INC COM 1,230 -2,800 (69.47) 5,800
NUVEEN QUALITY INCOME MUN FD COM 1,209 -509 (29.63) 88,258
AEGERION PHARMACEUTICALS INC COM 1,189 116 10.80 55,400
BLACKROCK MUNICIPL INC QLTY TR COM 1,178 -160 (11.96) 85,000
NUVEEN FLTNG RTE INCM OPP FD COM SHS 1,138 1,138 New 99,806
TELEFLEX INC COM 1,137 1,137 New 9,600
GENERAL MTRS CO COM 1,128 1,128 New 35,000
APOLLO INVT CORP COM 1,118 1,118 New 135,000
PRECISION CASTPARTS CORP COM 1,094 1,094 New 4,600
LENNAR CORP CL B 1,090 295 37.14 28,800
DOUBLELINE INCOME SOLUTIONS FD COM 1,067 -6,739 (86.34) 50,000
PENNEY J C INC COM 1,038 New 132,000
BLACKROCK FLOAT RATE OME STRAT COM 1,031 -630 (37.92) 75,950
BIOMARIN PHARMACEUTICAL INC COM 1,016 -876 (46.31) 11,356