MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 12/31/2014

Position Statistics

Total Positions 273
New Positions 100
Increased Positions 162
Decreased Positions 86
Positions with Activity 248
Sold Out Positions 58
Total Mkt Value (in $ millions) 616

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.54%
Capital Goods 2.68%
Conglomerates 1.33%
Consumer Cyclical 0.28%
Consumer/Non-Cyclical 0.11%
Energy 0.72%
Financial 54.82%
Healthcare 15.35%
Services 1.59%
Technology 2.93%
Transportation 0%
Utilities 0%

273 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NUVEEN FLTNG RTE INCM OPP FD COM SHS 2,066 887 75.16 174,821
DREYFUS HIGH YIELD STRATEGIES SH BEN INT 1,976 1,976 New 534,133
HORIZON PHARMA PLC SHS 1,964 1,349 219.11 63,822
EATON VANCE TXMGD GL BUYWR OPP COM 1,951 1,951 New 163,000
NUVEEN FLEXIBLE INVT INCOME FD COM 1,946 -957 (32.97) 111,332
ASTRAZENECA PLC SPONSORED ADR 1,931 1,931 New 26,400
MYLAN N V SHS EURO 1,916 -737 (27.78) 26,000
JUNO THERAPEUTICS INC COM 1,887 1,887 New 32,700
BLACKROCK SCIENCE & TECH TR SHS 1,866 1,866 New 103,472
CELGENE CORP COM 1,857 813 77.78 16,000
MASIMO CORP COM 1,745 1,047 150 50,000
DIPLOMAT PHARMACY INC COM 1,703 1,703 New 46,990
NEXPOINT CR STRATEGIES FD COM 1,694 1,694 New 217,135
PROTHENA CORP PLC SHS 1,649 810 96.40 43,600
POWERSHARES QQQ TRUST UNIT SER 1 1,636 New 15,000
NUVEEN QUALITY INCOME MUN FD COM 1,625 390 31.60 116,148
BIOMARIN PHARMACEUTICAL INC COM 1,581 184 13.21 12,856
GAMCO GLOBAL GOLD NAT RES & IN COM SH BEN INT 1,566 1,566 New 213,578
VIRTUS GLOBAL MULTI-SEC INC FD COM 1,556 -1,073 (40.82) 91,723
BROOKFIELD MTG OPP INC FD INC COM 1,451 -6,184 (81) 88,991