MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 06/30/2014

Position Statistics

Total Positions 236
New Positions 65
Increased Positions 134
Decreased Positions 82
Positions with Activity 216
Sold Out Positions 38
Total Mkt Value (in $ millions) 517

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.07%
Capital Goods 2.49%
Conglomerates 1.68%
Consumer Cyclical 0.62%
Consumer/Non-Cyclical 0.83%
Energy 0.61%
Financial 54.92%
Healthcare 10.06%
Services 4.8%
Technology 3.83%
Transportation
Utilities

236 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CENTRAL FD CDA LTD CL A 1,503 -982 (39.52) 108,352
POWERSHARES QQQ TRUST UNIT SER 1 1,481 New 15,000
EATON VANCE TAX-ADV BD & OPTN COM SH BEN INT 1,480 -677 (31.38) 107,780
BLACKROCK MUNIYIELD FD INC COM 1,477 -1,018 (40.81) 104,141
BIOMARIN PHARMACEUTICAL INC COM 1,461 898 159.51 21,150
BLACKROCK MUNIHLDS INVSTM QLTY COM 1,446 -729 (33.53) 104,375
FIRST TR HIGH INCOME L/S FD COM 1,434 New 81,100
AMERN STRATEGIC INCOME PTFL II COM 1,429 1,429 New 163,500
INCYTE CORP COM 1,407 834 145.46 27,000
PRINCIPAL REAL ESTATE INCOME SHS BEN INT 1,389 -632 (31.27) 71,229
BIOGEN IDEC INC COM 1,383 1,383 New 4,000
PENNEY J C INC COM 1,353 New 132,000
NUVEEN PERFORMANCE PLUS MUN FD COM 1,350 186 16.00 93,518
ZWEIG TOTAL RETURN FD INC COM NEW 1,341 1,341 New 94,531
ALKERMES PLC SHS 1,339 1,339 New 30,400
BLACKROCK MUNICIPL INC QLTY TR COM 1,334 -462 (25.74) 96,545
NUVEEN DIVERSIFIED DIV INCM FD COM 1,247 1,247 New 102,280
GENERAL MTRS CO WT EXP 071016 1,238 1,238 New 50,000
THERMO FISHER SCIENTIFIC INC COM 1,224 1,224 New 10,000
MYLAN INC COM 1,223 941 333.33 26,000