MARINER INVESTMENT GROUP LLC Information

500 MAMARONECK AVENUE, HARRISON, New York, 10528, (914) 670-4300

Report Date: 12/31/2014

Position Statistics

Total Positions 275
New Positions 100
Increased Positions 163
Decreased Positions 86
Positions with Activity 249
Sold Out Positions 58
Total Mkt Value (in $ millions) 604

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.59%
Capital Goods 2.76%
Conglomerates 1.35%
Consumer Cyclical 0.27%
Consumer/Non-Cyclical 0.11%
Energy 0.72%
Financial 55.54%
Healthcare 15.62%
Services 1.52%
Technology 3.06%
Transportation 0%
Utilities 0%

275 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CATAMARAN CORP COM 2,090 New 41,847
NUVEEN FLTNG RTE INCM OPP FD COM SHS 2,005 860 75.16 174,821
DREYFUS HIGH YIELD STRATEGIES SH BEN INT 1,982 1,982 New 534,133
IMMUNOGEN INC COM 1,961 779 65.92 258,000
EATON VANCE TXMGD GL BUYWR OPP COM 1,956 1,956 New 163,000
CELGENE CORP COM 1,944 851 77.78 16,000
NUVEEN FLEXIBLE INVT INCOME FD COM 1,918 -943 (32.97) 111,332
BLACKROCK SCIENCE & TECH TR SHS 1,869 1,869 New 103,472
ASTRAZENECA PLC SPONSORED ADR 1,819 1,819 New 26,400
NUVEEN QUALITY INCOME MUN FD COM 1,639 394 31.60 116,148
POWERSHARES QQQ TRUST UNIT SER 1 1,626 New 15,000
GAMCO GLOBAL GOLD NAT RES & IN COM SH BEN INT 1,621 1,621 New 213,578
JUNO THERAPEUTICS INC COM 1,534 1,534 New 32,700
MYLAN INC COM 1,490 -573 (27.78) 26,000
VIRTUS GLOBAL MULTI-SEC INC FD COM 1,482 -1,023 (40.82) 91,723
MASIMO CORP COM 1,474 884 150 50,000
BROOKFIELD MTG OPP INC FD INC COM 1,464 -6,241 (81) 88,991
APOLLO TACTICAL INCOME FD INC COM 1,454 -431 (22.89) 87,564
DIPLOMAT PHARMACY INC COM 1,410 1,410 New 46,990
BIOMARIN PHARMACEUTICAL INC COM 1,376 161 13.21 12,856